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Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023
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Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023
Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023
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Number 10 of 2023
PATIENT SAFETY (NOTIFIABLE INCIDENTS AND OPEN DISCLOSURE) ACT 2023
CONTENTS
PART 1
Preliminary and General
Section
1. Short title and commencement
2. Interpretation
3. Health services provider
4. Expenses
PART 2
Open Disclosure of Notifiable Incident
Chapter 1
General
5. Obligation to make an open disclosure of notifiable incident
6. Health practitioner to inform health services provider of notifiable incident
7. Persons to whom open disclosure of notifiable incident is made
8. Regulations specifying notifiable incident
9. Open disclosure of notifiable incident
10. Open disclosure of notifiable incident: information and apology not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings
11. Statement in relation to procedure for open disclosure of notifiable incident and application of section 10 to information and apology
Chapter 2
Open disclosure: openness and transparency
12. Disclosure of information by health services provider and health practitioner
PART 3
Procedure for making Open Disclosure of Notifiable Incident
13. Making of open disclosure of notifiable incident by health services provider
14. Time of making of open disclosure
15. Matters to be addressed by health services provider before making open disclosure of notifiable incident
16. Designated person
17. Notifiable incident disclosure meeting generally to be held in person
18. Notifiable incident disclosure meeting
19. Refusal, by patient or relevant person, to participate in open disclosure of notifiable incident
20. Failure to contact patient or relevant person (or both) for purpose of open disclosure of notifiable incident
21. Additional notifiable information
22. Additional notifiable information to be provided at additional notifiable information meeting
23. Clarification of information provided at notifiable incident disclosure meeting or additional notifiable information provided at additional notifiable information meeting
24. Statements specifying information given at certain meetings
25. Records relating to open disclosure of notifiable incident
PART 4
Notification to Certain Bodies of Notifiable Incidents
26. Interpretation for Part
27. Notification to Authority by health services providers of notifiable incident
28. Notification to chief inspector of notifiable incident by certain health services providers
29. Notification to Commission of notifiable incident by certain health services providers
30. Method of making notifications under sections 27, 28 and 29
31. Provision of additional and further information by health services provider
32. Sharing information
33. Notification under Part 4: information not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings
34. Restriction of Act of 2014 in respect of notification made under this Part
PART 5
Open disclosure of Part 5 reviews
35. Part 5 review
36. Obligation to inform patient of right to make request for Part 5 review
37. Obligation to make an open disclosure of Part 5 review
38. Health practitioner to inform health services provider of Part 5 review
39. Persons to whom open disclosure of Part 5 review is made
40. Open disclosure of Part 5 review
41. Open disclosure of Part 5 review: information and apology not to invalidate insurance, constitute admission of liability or fault or be admissible in proceedings
42. Statement in relation to procedure for open disclosure of Part 5 review and application of section 41 to information and apology
43. Disclosure of information by health services provider and health practitioner
44. Making of open disclosure of Part 5 review by health services provider
45. Time of making of open disclosure
46. Matters to be addressed by health services provider before making open disclosure of Part 5 review
47. Designated person
48. Part 5 review disclosure meeting generally to be held in person
49. Part 5 review disclosure meeting
50. Refusal, by patient or relevant person, to participate in open disclosure of Part 5 review
51. Failure to contact patient or relevant person (or both) for purpose of open disclosure of Part 5 review
52. Additional Part 5 review information
53. Additional Part 5 review information to be provided at additional Part 5 review information meeting
54. Clarification of information provided at Part 5 review disclosure meeting or additional Part 5 review information provided at additional Part 5 review information meeting
55. Statements specifying information given at certain meetings
56. Records relating to open disclosure of results of Part 5 review
PART 6
Clinical Audit
57. Interpretation for Part
58. Clinical audit and clinical guideline
59. Clinical audit to which Part applies
60. Restriction of Act of 2014
61. Clinical audit data: information not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings
PART 7
Amendment of Act of 2007
62. Amendment of section 2 of Act of 2007
63. Amendment of section 8 of Act of 2007
64. Amendment of section 9 of Act of 2007
65. Standards set by Authority
66. Provision of information to Authority
67. Amendment of section 41 of Act of 2007
68. Review of specified incident by chief inspector
69. Amendment of section 72 of Act of 2007
70. Amendment of section 73 of Act of 2007
71. Amendment of section 74 of Act of 2007
72. Amendment of section 75 of Act of 2007
73. Reports of Authority or chief inspector
74. Amendment of section 78 of Act of 2007
75. Prescribed private health services
76. Repeal
PART 8
Offences and Penalties
77. Offences
PART 9
Miscellaneous and General
78. Guidelines
79. Regulations
80. Review of operation of Act
81. Amendment of Act of 2000
82. Amendment of Act of 2017
83. Savings and transitional provisions in respect of open disclosure under Part 4 of Act of 2017
SCHEDULE 1
Notifiable Incidents
PART 1
PART 2
SCHEDULE 2
Amendments of Act of 2017
Acts Referred to
Assisted Decision-Making (Capacity) Act 2015
(No. 64)
CervicalCheck Tribunal Act 2019
(No. 31)
Child and Family Agency Act 2013
(No. 40)
Child Care Act 1991
(No. 17)
Civil Liability (Amendment) Act 2017
(No. 30)
Civil Partnership and Certain Rights and Obligations of Cohabitants Act 2010
(No. 24)
Companies Act 2014
(No. 38)
Coroners Act 1962
(No. 9)
Dentists Act 1985
(No. 9)
Freedom of Information Act 2014
(No. 30)
Health Act 2004
(No. 42)
Health Act 2007
(No. 23)
Health and Social Care Professionals Act 2005
(No. 27)
Interpretation Act 2005
(No. 23)
Medical Practitioners Act 2007
(No. 25)
Mental Health Act 2001
(No. 25)
National Treasury Management Agency (Amendment) Act 2000
(No. 39)
Nurses and Midwives Act 2011
(No. 41)
Pharmacy Act 2007
(No. 20)
Powers of Attorney Act 1996
(No. 12)
Number 10 of 2023
PATIENT SAFETY (NOTIFIABLE INCIDENTS AND OPEN DISCLOSURE) ACT 2023
An Act to provide for the mandatory open disclosure, by health services providers of certain incidents occurring in the course of the provision, to a person, of a health service; to provide, in the interest of the common good, for certain restrictions on the use of the information provided in such disclosures that are made in accordance with this Act and of any apologies made in the course of such disclosures and the use of any other information relating to the open disclosure provided, and apology made, after the notifiable incident disclosure meeting; to provide for the mandatory open disclosure, by health services providers, of
Part 5
reviews carried out in accordance with this Act; to provide, in the interest of the common good, for certain restrictions on the use of the information provided in such disclosures that are made in accordance with this Act and of any apologies made in the course of such disclosures and the use of any other information relating to the open disclosure provided, and apology made, after the
Part 5
review disclosure meeting; to make provision for procedures in respect of clinical audit, and the data obtained in clinical audits; to provide for the notification of certain incidents to certain persons; to amend the
National Treasury Management Agency (Amendment) Act 2000
; to amend Part 4 of the
Civil Liability (Amendment) Act 2017
; to amend the
Health Act 2007
to provide for the application of standards set by the Health Information and Quality Authority to private hospitals, to provide for the review by the chief inspector of certain incidents occurring in the course of the provision of a health service to a person by certain entities and for the Minister to prescribe certain health services as a prescribed private health service; and to provide for related matters.
[2nd May, 2023]
Be it enacted by the Oireachtas as follows:
PART 1
Preliminary and General
Short title and commencement
1. (1) This Act may be cited as the Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023.
(2) This Act shall come into operation on such day or days as the Minister may by order or orders appoint either generally or with reference to any particular purpose or provision and different days may be so appointed for different purposes or different provisions.
Interpretation
2. (1) In this Actâ
âAct of 1985â means the
Dentists Act 1985
;
âAct of 2000â means the
National Treasury Management Agency (Amendment) Act 2000
;
âAct of 2005â means the
Health and Social Care Professionals Act 2005
;
âAct of 2007â means the
Health Act 2007
;
âAct of 2011â means the
Nurses and Midwives Act 2011
;
âAct of 2014â means the
Freedom of Information Act 2014
;
âAct of 2017â means the
Civil Liability (Amendment) Act 2017
;
âadditional notifiable informationâ shall be construed in accordance with
section 21
;
âadditional notifiable information meetingâ shall be construed in accordance with
section 21
;
âadditional
Part 5
review informationâ shall be construed in accordance with
section 52
;
âadditional
Part 5
review information meetingâ shall be construed in accordance with
section 52
;
âagency contractâ has the meaning assigned to it by section 7 of the Act of 2017;
âagency health practitionerâ has the meaning assigned to it by section 7 of the Act of 2017;
âagency workerâ has the meaning assigned to it by section 7 of the Act of 2017;
âapologyâ, in relation to an open disclosure of a notifiable incident, means an expression of sympathy or regret;
âAuthorityâ means the Health Information and Quality Authority;
âcancer screening serviceâ meansâ
(a) the service known as the national breast screening programme carried out by the National Cancer Screening Board and, since the dissolution of the Board on 1 April 2010, provided by the Executive,
(b) CervicalCheck, and
(c) the service known as the national colon cancer screening programme provided by the Executive,
and a reference in this Act to a cancer screening service includes any or all of the services specified in paragraph (a), (b) or (c);
âCervicalCheckâ has the meaning assigned to it by the
CervicalCheck Tribunal Act 2019
;
âCommissionâ has the meaning assigned to it by the
Mental Health Act 2001
;
âdesignated personâ meansâ
(a) in the case of a notifiable incident, the person designated under
section 16
, or
(b) in the case of a
Part 5
review, the person designated under
section 47
;
âemployeeâ, in relation to a health services provider has the meaning assigned to it by section 7 of the Act of 2017;
âemployment agencyâ has the meaning assigned to it by section 7 of the Act of 2017;
âenactmentâ has the same meaning it has in the
Interpretation Act 2005
;
âExecutiveâ means the Health Service Executive;
âfixed-term employeeâ has the same meaning it has in section 7 of the Act of 2017;
âhealth practitionerâ meansâ
(a) a registered medical practitioner within the meaning of the
Medical Practitioners Act 2007
or a medical practitioner practising medicine pursuant to section 50 of that Act,
(b) a registered dentist within the meaning of the Act of 1985,
(c) a registered pharmacist, or registered pharmaceutical assistant, within the meaning of the
Pharmacy Act 2007
,
(d) a registered nurse, or registered midwife, within the meaning of the Act of 2011,
(e) a registrant within the meaning of section 3 of the Act of 2005, or
(f) a person whose name is entered in the register referred to in Article 4(s) of the Order of 2000;
âhealth serviceâ means the provision, by or under the direction of a health services provider, of clinical care or any ancillary service to a patient forâ
(a) the screening (other than screening carried out by a cancer screening service), preservation or improvement of the health of the patient,
(b) the prevention, diagnosis, treatment or care of an illness, injury or health condition of the patient,
(c) the performance or surgery, or a surgical intervention, in respect of aesthetic purposes, or other non-medical purposes, that involves instruments or equipment being inserted into the body of the patient, or
(d) without prejudice to paragraph (a), a cancer screening service;
âhealth services providerâ shall be construed in accordance with
section 3
;
âmaking an open disclosure of a notifiable incidentâ shall be construed in accordance with
section 9
;
âmaking an open disclosure of a Part 5 reviewâ shall be construed in accordance with
section 40
;
âMinisterâ means the Minister for Health;
ânotifiable incidentâ means an incident specified inâ
(a)
Schedule 1
, or
(b) regulations made under
section 8
;
ânotifiable incident disclosure meetingâ shall be construed in accordance with
section 18
(1);
âopen disclosure of a notifiable incidentâ shall be construed in accordance with
section 9
and references to the open disclosure of a notifiable incident, or open disclosure in relation to a notifiable incident shall be construed accordingly;
âopen disclosure of
Part 5
reviewâ shall be construed in accordance with
section 40
and references to the open disclosure of
Part 5
review, or open disclosure in relation to a
Part 5
review shall be construed accordingly;
âother than in personââ
(a) in relation to a notifiable incident disclosure meeting, an additional information disclosure meeting or a clarification given under
section 23
, and
(b) in relation to a
Part 5
disclosure meeting, an additional information disclosure meeting or a clarification given under
section 54
,
means holding such meeting or such clarification by means of the telephone or the internet (or other similar method of communication);
âOrder of 2000â means the Pre-Hospital Emergency Care Council (Establishment) Order 2000 (
S.I. No. 109 of 2000
) amended by the Pre-Hospital Emergency Care Council (Establishment) Order 2000 (Amendment) Order 2004 (
S.I. No. 575 of 2004
);
â
Part 5
reviewâ means a review conducted in accordance with
section 35
and includesâ
(a) a request for a
Part 5
review,
(b) the process undertaken by the health services provider to carry out the review, and
(c) the findings of the review;
â
Part 5
review disclosure meetingâ shall be construed in accordance with
section 49
(1);
âpatientâ, in relation to a health services provider, means a person to whom a health service is, or has been, provided;
âpartnershipâ, in relation to the provision of a health service, means 2 or more health practitioners who provide a health service in common;
âprescribedâ means prescribed in regulations made by the Minister under this Act;
âprincipal health practitionerâ, in relation to a patient, means a health practitioner who has the principal clinical responsibility for the clinical care and treatment of the patient and, in the case of a cancer screening service, means the health practitioner who has the principal clinical responsibility for the cancer screening service;
ârelevant personâ means in relation to the making of an open disclosure ofâ
(a) a notifiable incident, a person specified in paragraphs (a) to (f) of
section 7
(2), or a person nominated pursuant to
section 7
(3), or
(b) a
Part 5
review, a person specified in paragraphs (a) to (f) of
section 39
(2), or a person nominated pursuant to
section 39
(3);
âunintendedâ, in relation to a death, means a death arising from an unintended event occurring, or arising from, the provision of a health service.
(2) References in this Act toâ
(a) âinformation providedâ or âan apology madeâ at a notifiable incident disclosure meeting or a
Part 5
review disclosure meeting,
(b) âadditional notifiable information providedâ, or âapology madeâ, at an additional notifiable information meeting, or at an additional
Part 5
review meeting, or
(c) information provided in a clarification under
section 23
or
section 54
, as the case may be,
includes information that is provided, or an apology that is made, orally or in writing.
Health services provider
3. (1) In this Act, âhealth services providerâ meansâ
(a) a person, other than a health practitioner, who provides one or more health services and for that purposeâ
(i) employs a health practitioner for the provision (whether for, or on behalf of, that person) by that practitioner, of a health service,
(ii) enters into a contract for services with a health practitioner for the provision (whether for, or on behalf of, that person) by that health practitioner of a health service,
(iii) enters into an agency contract for the assignment, by an employment agency, of an agency health practitioner to provide a health service for, or on behalf of, that person,
(iv) enters into an arrangement with a health practitionerâ
(I) for the provision by that health practitioner of a health service (whether for, or on behalf of, that person, or through or in connection with that person),
(II) for the provision by that health practitioner of a health service on his or her own behalf (whether through or in connection with, or by or on behalf of, that person or otherwise), or
(III) without prejudice to the generality of clause (II), to provide that health practitioner with privileges commonly known as practising privileges (whether such privileges are to operate through or in connection with, or by or on behalf of, the person or otherwise),
or
(v) insofar as it relates to the carrying on of the business of providing a health serviceâ
(I) employs one or more persons,
(II) enters into a contract for services with one or more persons,
(III) enters into an agency contract for the assignment of an agency worker, or
(IV) enters into an arrangement with one or more persons,
in respect of the carrying on of that business,
(b) a health practitioner who provides a health service and does not provide that health service for, or on behalf of, or through or in connection with (whether by reason of employment or otherwise), a person referred to in paragraph (a) and includes a health practitioner whoâ
(i) employs another health practitioner for the provision (whether for, or on behalf of, the first-mentioned health practitioner) by that other health practitioner of a health service,
(ii) enters into a contract for services with another health practitioner for the provision (whether for, or on behalf of, the first-mentioned health practitioner) by that other health practitioner, of a health service,
(iii) enters into an agency contract for the assignment, by an employment agency, of an agency health practitioner to provide a health service for, or on behalf of, the first-mentioned health practitioner, or
(iv) insofar as it relates to the carrying on of the business of providing a health serviceâ
(I) employs one or more persons,
(II) enters into a contract for services with one or more persons,
(III) enters into an agency contract for the assignment of an agency worker, or
(IV) enters into an arrangement with one or more persons,
in respect of the carrying on of that business,
(c) a partnership of 2 or more health practitioners who provide a health service in common which does not provide that health service for, or on behalf of, or through or in connection with (whether by reason of employment or otherwise), a person referred to in paragraph (a) and includes a partnership whichâ
(i) employs another health practitioner for the provision (whether by or on behalf of, the partnership) by that other health practitioner of a health service,
(ii) enters into a contract for services with another health practitioner for the provision (whether for, or on behalf of, the partnership) by that other health practitioner of a health service,
(iii) enters into an agency contract for the assignment, by an employment agency, of an agency health practitioner to provide a health service for, or on behalf of, the partnership, or
(iv) insofar as it relates to the carrying on of the business of providing a health serviceâ
(I) employs one or more persons,
(II) enters into a contract for services with one or more persons,
(III) enters into an agency contract for the assignment of an agency worker, or
(IV) enters into an arrangement with one or more persons,
in respect of the carrying on of that business, or
(d) in the case of a cancer screening service, the Executive or, in respect of the cancer screening service referred to in paragraph (b) of the definition of âcancer screening serviceâ, a provider referred to in paragraph (b) or (c).
(2) For the purposes of paragraphs (b) and (c) of the definition of âhealth services providerâ, references in each such paragraph to âthrough or in connection withâ do not include the use by a health services provider referred to in each such paragraph of a health service (or processes related to a health service) providedâ
(a) by a health services provider referred to in paragraph (a) of that definition, and
(b) for the purpose of the provision, by a health services providerâ
(i) referred to in paragraph (b) of that definition, of a health service on its own behalf, or
(ii) referred to in paragraph (c) of that definition, of a health service on behalf of a partnership.
Expenses
4. The expenses incurred by the Minister in the administration of this Act shall, to such extent as may be sanctioned by the Minister for Public Expenditure, National Development Plan Delivery and Reform, be paid out of monies provided by the Oireachtas.
PART 2
Open Disclosure of Notifiable Incident
Chapter 1
General
Obligation to make an open disclosure of notifiable incident
5. (1) Where a health services provider is satisfied that a notifiable incident has occurred in the course of the provision by it of a health service to a patient, (whether the notifiable incident occurred when that provider was providing that service or another health services provider was providing a health service to that patient) the health services provider shall, subject to
sections 19
and
20
, hold a notifiable incident disclosure meeting in order to make the open disclosure of that notifiable incident to the patient or relevant person (or both of them) as specified in
section 7
.
(2) For the purposes of subsection (1), where a health services provider is satisfied that a notifiable incident has occurred butâ
(a) none, or not all, of the likely consequences of the notifiable incident have presented or developed, or
(b) not all of the information relating to the incident, including information relating to the cause of the incident, is available,
the health services provider shall make the open disclosure of the notifiable incident under subsection (1) notwithstanding the absence of some or all of those consequences or that information.
(3) For the purposes of subsection (1), a health services provider may be satisfied that a notifiable incident has occurred as referred to in that subsection whether the provider has received information in respect of that notifiable incident pursuant to
section 6
or otherwise.
Health practitioner to inform health services provider of notifiable incident
6. (1) Without prejudice to
section 5
, where, in the opinion of a health practitioner a notifiable incident has occurred in relation to a patient, the health practitioner shall, as soon as practicable, inform the health services provider which is, at the time he or she has formed the opinion, providing the health service to the patient.
(2) A health practitioner shall inform the health services provider referred to in subsection (1) whetherâ
(a) the notifiable incident may have occurred during the provision of a health service to the patient byâ
(i) that provider, or
(ii) another health services provider,
or
(b) he or she is unsure when the notifiable incident occurred.
Persons to whom open disclosure of notifiable incident is made
7. (1) A health services provider shall make the open disclosure of the notifiable incident toâ
(a) the patient concerned,
(b) a relevant person whereâ
(i) in the opinion of the principal health practitioner providing clinical care to the patient, having regard to the clinical circumstances of the patient, who is the subject of the notifiable incident, the capacity of the patient is such that he or she is unable toâ
(I) participate in that open disclosure, and
(II) consent to that open disclosure being made to a relevant person,
and that capacity is unlikely to be of a temporary duration, and the health services provider is satisfied that a notifiable incident has occurred, it is appropriate, having regard to
section 5
, that the open disclosure of that incident is made to a relevant person,
(ii) the patient has died, or
(iii) the patient has requested the health services provider to make the open disclosure of the notifiable incident to a person whom the patient has nominated as a relevant person for the purposes of this Act and not the patient,
or
(c) both the patient and a relevant person where, before the notifiable incident disclosure meeting is held, the patient has requested that a person whom the patient has nominated as a relevant person for the purposes of this Act attends that meeting to assist the patient and that in addition to making the open disclosure to the patient that the health services provider makes the open disclosure of the notifiable incident to that relevant person.
(2) For the purposes of subsection (1)(b)(i), and making an open disclosure of a notifiable incident to a relevant person, the health services provider shall make the open disclosureâ
(a) where an appointment has been made under Part 3, 4, 5, 7 or 8 of the
Assisted Decision-Making (Capacity) Act 2015
in relation to health matters, to the person appointed,
(b) where the patient has, under the
Powers of Attorney Act 1996
, made an enduring power of attorney (within the meaning of that Act) which includes a personal care decision (within the meaning of that Act), to the attorney appointed pursuant to that Act,
(c) where the patient is a ward of court, to the Committee of the Person of that ward, duly authorised in that behalf,
(d) where the patient has nominated, in writing, a person to whom his or her clinical information may be disclosed, to that person,
(e) where the patient is a child, to the parent or guardian of that child or whereâ
(i) an order in respect of the child has been made under section 18 of the Act of 1991,
(ii) the child has been taken into the care of the Agency under section 4 of the Act of 1991, or
(iii) an order in respect of the child has been made under section 13, 17 or 20 of the Act of 1991,
to the parents or guardian of the child and the Child and Family Agency (or an authorised person) or, where an order under section 23H of the Act of 1991 has been made in respect of the child, to the parents or guardian of the child and that Agency (or the social worker assigned responsibility for the child by the Agency), or
(f) where the patient does not fall within the categories specified in paragraphs (a) to (e), toâ
(i) the spouse, civil partner or cohabitant of the patient,
(ii) an adult son or daughter of the patient, or
(iii) the mother, father, brother or sister of the patient.
(3) For the purposes of a request referred to inâ
(a) subsection (1)(b)(iii), and
(b) subsection (1)(c),
without prejudice to subsection (2)(d), where a patient makes a request referred to in paragraph (a) or (b), the patient shall nominate the person in writing (including a person referred to in subsection (2)) as a person to whom clinical information may be disclosed in respect of information to be provided in an open disclosure of a notifiable incident.
(4) For the purposes of subsection (1)(b)(ii), and making an open disclosure a notifiable incident, the open disclosure shall be made to a person specified in subsection (2).
(5) Where an open disclosure of a notifiable incident is made pursuant toâ
(a) subsection (1)(b)(i) or (iii), to a relevant person, or
(b) subsection (1)(c), to both the patient and the relevant person,
the relevant person shall consult with the patient in respect of the information provided at the notifiable incident disclosure meeting, and shall convey, to the health services provider with the consent of the patient, the instructions, preferences and wishes of the patient in respect of any matter arising from that information.
(6) Where, after a health services provider has, in accordance with subsection (1)(b)(i), held the notifiable incident disclosure meeting with the relevant person and after that meeting was held the patient regains capacity, the health services provider shall inform the patient that such meeting was held with the relevant person and shall provide the patient with the information given at that meeting.
(7) In this sectionâ
âAct of 1991â means the
Child Care Act 1991
;
âauthorised personâ in relation to a child referred to in subsection (2)(e) who isâ
(a) placed in residential care pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children in Residential Care) Regulations 1995 (
S.I. No. 259 of 1995
),
(b) placed in foster care pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children in Foster Care) Regulations 1995 (
S.I. No. 260 of 1995
), or
(c) placed with a relative pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children with Relatives) Regulations 1995 (
S.I. No. 261 of 1995
);
âcivil partnerâ has the meaning assigned to it by the
Civil Partnership and Certain Rights and Obligations of Cohabitants Act 2010
;
âcohabitantâ means one of 2 adults (whether of the same or opposite sex) who live together as a couple in an intimate and committed relationship and who are not married to each other or civil partners of each other.
Regulations specifying notifiable incident
8. (1) Subject to subsection (2), the Minister may prescribe as a notifiable incident:
(a) an incident which has occurred in the course of the provision of a health service;
(b) an incident which, having regard to developments in clinical practice, healthcare and patient safety, may occur;
(c) an incident which, having regard to such developments internationally, has occurred or may occur.
(2) Regulations under this section shall only be made where the Minister is satisfied thatâ
(a) the incident was or would be an unanticipated and unintended outcome of the health service provided, and would arise from the health service provided and not be attributable (in whole or in part) to the illness or underlying condition of the patient receiving the health service,
(b) the consequence, for a patient, of an incident referred to in subsection (1) is one which has causedâ
(i) the death of the patient where the death was not wholly attributable to the illness of the patient or an underlying condition of that patient,
(ii) a permanent lessening of bodily, sensory, motor, physical or intellectual functions,
(iii) harm to that patientâ
(I) resulting in one or more permanent changes to the structure of the body of that patient, the effect of which is to shorten the life expectancy of that patient, or
(II) the effect of which has impaired the sensory, motor or intellectual functions of that patient and the duration of the impairment has been, or is likely to be, for a continuous period of not less than 28 days,
(c) the obtaining, provision and dissemination of information in respect of an incident referred to in subsection (1), or a consequence referred to in paragraph (b), is required to provide knowledge and an understanding of the causes of such incident or such consequence,
(d) the application of such knowledge and understanding to the manner in which a health service is provided is required for the purposes of patient safety and avoiding, lessening or eradicating the repetition of such an incident, and
(e) it is appropriate, in respect of any such incident and such information, knowledge, application and understanding thatâ
(i) an open disclosure of an incident referred to in subsection (1) is made under this Act, and
(ii) notification of that incident is made under
section 27
,
28
or
29
.
(3) Regulations under this section may make different provision for different incidents or classes of incidents referred to in subsection (1) and may make different provision for different patients and different classes of patients having regard to the different incidents and different classes of incidents and may, in respect of a consequence referred to in subsection (2) of an incident that is specified in those regulations, provide for different classes of consequences (including different classes of harm) referred to in subsection (2).
Open disclosure of notifiable incident
9. Where a health services provider discloses, in accordance with this Act, at a notifiable incident disclosure meeting, toâ
(a) a patient that a notifiable incident has occurred in the course of the provision of a health service to him or her,
(b) a relevant person that a notifiable incident has occurred in the course of the provision of a health service to the patient, or
(c) a patient and a relevant person that a notifiable incident has occurred in the course of the provision of a health service to the patient,
the disclosure shall be treated as an open disclosure by the health services provider of the notifiable incident and
section 10
shall apply toâ
(i) the information in respect of the notifiable incident, provided to the patient or relevant person (or both of them) at the notifiable incident disclosure meeting, additional notifiable information provided at the additional notifiable information meeting and information provided in a clarification under
section 23
, and
(ii) an apology, in respect of the notifiable incident, where an apology is made at that meeting, or the additional notifiable information meeting as the case may be.
Open disclosure of notifiable incident: information and apology not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings
10. (1) Information provided, and an apology where it is made, to a patient or a relevant person (or both of them) by a health services provider at a notifiable incident disclosure meeting in respect of a notifiable incident, or pursuant to the provisions specified in subsection (3), the statement referred to in
section 18
(5) and the statements referred to in the provisions specified in subsection (3)â
(a) shall not constitute an express or implied admission of fault or liability byâ
(i) that health services provider,
(ii) an employee of that provider (whether the employee is a health practitioner or otherwise),
(iii) a health practitioner who provides, or provided, a health serviceâ
(I) for, or on behalf of, that provider pursuant to a contract referred to in subparagraph (ii) of paragraph (a), (b) or (c) of the definition of âhealth services providerâ, or
(II) for, or on behalf of, or through or in connection with, that provider pursuant to an arrangement referred to in subparagraph (iv) of paragraph (a) of that definition,
(iv) an agency health practitioner who provides, or provided, a health service for, or on behalf of, that provider,
(v) a health practitioner including, in the case of a health services provider which is a partnership, a partner of a health practitioner, providing a health service for that provider,
(vi) an agency worker assigned to that provider pursuant to an agency contract,
(vii) a person who enters into a contract or arrangement, referred to inâ
(I) paragraph (a)(v) of the definition of âhealth services providerâ, or
(II) paragraph (b)(iv), or as the case may be paragraph (c)(iv), of that definition,
with a health services provider,
(viii) by another health services provider where the open disclosure of the notifiable incident is, pursuant to
section 5
(1), made by the health services provider in respect of a notifiable incident which did not occur when it was providing a health service to the patient, or
(ix) a person referred to in subparagraph (ii) to (vii) who is an employee of, a health practitioner who provides a health service referred to in subparagraph (iii) to (vi) for, an agency health practitioner who provides a health service for, and a person who enters into a contract with, a health services provider referred to in subparagraph (viii),
in relation to that notifiable incident or a clinical negligence action which arises (whether in whole or in part) from the consequences of that notifiable incident,
(b) shall not, notwithstanding any other enactment or rule of law, be admissible as evidence of fault or liability ofâ
(i) that health services provider,
(ii) an employee of that provider (whether the employee is a health practitioner or otherwise),
(iii) a health practitioner referred to in paragraph (a)(iii),
(iv) an agency health practitioner referred to in paragraph (a)(iv),
(v) a health practitioner referred to in paragraph (a)(v),
(vi) an agency worker referred to in paragraph (a)(vi),
(vii) a person who enters into a contract or arrangement, referred to inâ
(I) paragraph (a)(v) of the definition of âhealth services providerâ, or
(II) paragraph (b)(iv), or as the case may be paragraph (c)(iv), of that definition,
with a health services provider,
(viii) a health services provider referred to in paragraph (a)(viii), or
(ix) a person referred to in paragraph (a)(ix),
in a court in relation to that notifiable incident or a clinical negligence action which arises (whether in whole or in part) from the consequences of that notifiable incident, and
(c) shall not, notwithstandingâ
(i) any provision to the contrary inâ
(I) a policy of professional indemnity insurance,
(II) any documentation that comprises an offer, or evidence, of an arrangement for indemnity between a medical defence organisation and a member of that organisation, or
(III) a contract of insurance providing insurance cover for claims in respect of civil liability or clinical negligence actions,
or
(ii) any other enactment or rule of law,
invalidate or otherwise affect the cover provided by such policy or contract of insurance that is, or but for such information and such apology would be, available in respect of the notifiable incident concerned or any matter alleged which arises (whether in whole or in part) from that notifiable incident.
(2) Information provided, and an apology where it is made, to a patient or a relevant person (or both of them) by a health services provider at a notifiable incident disclosure meeting in respect of a notifiable incident or pursuant to the provisions specified in subsection (3), the statement referred to in
section 18
(5) and the statements referred to in the provisions specified in subsection (3)â
(a) shall not constitute an express or implied admission, by a health practitioner, of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in the determination ofâ
(i) a complaint under
section 57
of the
Medical Practitioners Act 2007
,
(ii) an application under section 38 of the Act of 1985,
(iii) a complaint within the meaning of
section 33
of the
Pharmacy Act 2007
,
(iv) a complaint under section 55 of the Act of 2011,
(v) a complaint under section 52 of the Act of 2005, or
(vi) an allegation referred to in Article 37 of the Order of 2000, that is made in respect of the health practitioner and which arises (whether in whole or in part) from the consequences of that notifiable incident,
and
(b) are not, notwithstanding any other enactment, admissible as evidence of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in proceedings to determine a complaint, application or allegation referred to in paragraph (a).
(3) This section shallâ
(a) in accordance with
section 22
(7), apply toâ
(i) additional notifiable information provided, and an apology where it is made, at the additional notifiable information meeting, and
(ii) a statement referred to in
section 22
(3),
and
(b) in accordance with
section 23
(8), apply to information and statements provided in a clarification referred to in, and given under, that section.
(4) Information provided by a health practitioner to a health services provider under
section 6
â
(a) shall not constitute an express or implied admission of fault byâ
(i) that health practitioner,
(ii) that health services provider,
(iii) a health services provider referred to in subsection (1)(a)(viii), or
(iv) a person referred to in subsection (1)(a)(ix),
whether the health practitioner is a practitioner referred to in subparagraph (iii) or (v) of subsection (1)(a) or an agency practitioner referred to in subsection (1)(a)(iv),
(b) shall not, notwithstanding any other enactment or rule of law, be admissible as evidence of fault or liability ofâ
(i) that health practitioner,
(ii) that health services provider, or
(iii) a health services provider referred to in paragraph (a)(iii),
whether the health practitioner is a practitioner referred to in subparagraph (iii) or (v) of subsection (1)(a) or an agency practitioner referred to in subsection (1)(a)(iv),
(c) shall not, notwithstandingâ
(i) any provision to the contrary inâ
(I) a policy of professional indemnity insurance,
(II) any documentation that comprises an offer, or evidence, of an arrangement for indemnity between a medical defence organisation and a member of that organisation, or
(III) a contract of insurance providing insurance cover for claims in respect of civil liability or clinical negligence actions,
or
(ii) any other enactment or rule of law,
invalidate or otherwise affect the cover provided by such policy or contract of insurance that is, or but for such information would be, available in respect of the notifiable incident concerned or any matter alleged which arises (whether in whole or in part) from that notifiable incident,
(d) shall not constitute an express or implied admission, by that health practitioner, of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in the determination ofâ
(i) a complaint under
section 57
of the
Medical Practitioners Act 2007
,
(ii) an application under section 38 of the Act of 1985,
(iii) a complaint within the meaning of
section 33
of the
Pharmacy Act 2007
,
(iv) a complaint under section 55 of the Act of 2011,
(v) a complaint under section 52 of the Act of 2005, or
(vi) an allegation referred to in Article 37 of the Order of 2000, that is made in respect of the health practitioner and which arises (whether in whole or in part) from the consequences of that notifiable incident,
and
(e) is not, notwithstanding any other enactment, admissible as evidence of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in proceedings to determine a complaint, application or allegation referred to in paragraph (d).
(5) This section is in addition to, and not in substitution for, any enactment or rule of law relating to the disclosure of information in respect of the provision of a health service.
(6) In this sectionâ
âclinical negligenceâ means anything done or omitted to be done in the provision of a health service by a health services provider in circumstances which could give rise to liability for damages for negligence in respect of personal injury or death;
âclinical negligence actionâ means an action for the recovery of damages broughtâ
(a) by or on behalf of a person alleging that he or she, or a deceased person of whom he or she is a personal representative, has suffered personal injury or death as a result of clinical negligence, and
(b) against the health services provider alleged to have committed the act or omission giving rise to liability or any other person alleged to be liable in respect of that act or omission;
âmedical defence organisationâ means a body corporate, or an unincorporated body, which provides professional indemnity insurance, on a discretionary or other basis, to a member of that body in relation to an incident of clinical negligence which gives rise to a claim against a member of that body;
âprofessional indemnity insuranceâ means a policy of indemnity insurance to cover claims by or on behalf of a patient (or a relevant person) in respect of any description of civil liability for injury, harm or death that is incurred in the provision of a health service (including the carrying on of the business of the provision of a health service).
Statement in relation to procedure for open disclosure of notifiable incident and application of section 10 to information and apology
11. (1) A health services provider shall prepare a statement in writing ofâ
(a) its procedure for making an open disclosure of a notifiable incident pursuant to, and in accordance with this Part, and
(b) the manner in which
section 10
applies to the restrictions on the use, pursuant to this Act, of information provided, and any apology made, at the notifiable incident disclosure meeting, the additional notifiable information meeting, or the information provided in a clarification under
section 23
and any statements in writing provided in respect of those meetings or that clarification.
(2) Without prejudice to the generality of
section 78
, the Minister may make guidelines in respect of the form of the statement referred to in subsection (1).
Chapter 2
Open disclosure: openness and transparency
Disclosure of information by health services provider and health practitioner
12. (1) When making an open disclosure of a notifiable incident under this Act, a health services provider shall provide all relevant information in relation to the provision of a health service to the patient (or relevant person as the case may be) that is being provided by that provider to the patient and where appropriate any other health service that is to be, or may be provided, to address the consequences of that incident.
(2) When making an open disclosure of a notifiable incident under this Act, a health practitioner shall provide all relevant information in relation to the provision of a health service to the patient (or relevant person as the case may be) that is being provided by that provider to the patient and where appropriate any other health service that is to be, or may be provided, to address the consequences of that incident.
(3) The Executive shall have regard to subsections (1) and (2)â
(a) in the performance of its functions under section 7 of the Act of 2004, and
(b) without prejudice to the generality of paragraph (a), in its management and delivery, under section 7(4) of the Act of 2004, of health and personal social services.
(4) The Authority shall have regard to subsections (1) and (2) when setting standards referred to in section 8(1)(b) of the Act of 2007.
(5) A professional regulatory body shall have regard to subsection (2) in the performance of its functions by or underâ
(a) the
Medical Practitioners Act 2007
,
(b) the Act of 1985,
(c) the
Pharmacy Act 2007
,
(d) the Act of 2011,
(e) the Act of 2005, or
(f) the Order of 2000.
(6) Without prejudice to the generality of subsection (5), a professional regulatory body shall make provision for the obligation referred to in subsection (2) in, having regard to each of the different health practitionersâ
(a) the standards of practice or guidance referred to in
section 7
(2)(i) of the
Medical Practitioners Act 2007
,
(b) the guidance referred to in section 66(2) of the Act of 1985,
(c) the codes referred to in
section 7
(2)(a)(iii) of the
Pharmacy Act 2007
,
(d) the code referred to in section 9(2)(g)(iii) of the Act of 2011,
(e) the guidance referred to in section 27(3)(c) of the Act of 2005, or
(f) the guidelines referred to in Article 4(o) of the Order of 2000.
(7) In this sectionâ
âAct of 2004â means the
Health Act 2004
;
âprofessional regulatory bodyâ meansâ
(a) in the case of a registered medical practitioner or a medical practitioner referred to in paragraph (a) of the definition of âhealth practitionerâ, the Council referred to in the
Medical Practitioners Act 2007
,
(b) in the case of a registered dentist referred to in paragraph (b) of the definition of âhealth practitionerâ, the Council referred to in the Act of 1985,
(c) in the case of a registered pharmacist or registered pharmaceutical assistant referred to in paragraph (c) of the definition of âhealth practitionerâ, the Pharmaceutical Society of Ireland referred to in
section 5
(2) of the
Pharmacy Act 2007
,
(d) in the case of a registered nurse or registered midwife referred to in paragraph (d) of the definition of âhealth practitionerâ, the Board referred to in the Act of 2011,
(e) in the case of a registrant referred to in paragraph (e) of the definition of âhealth practitionerâ, a registration board established by or under the Act of 2005, or
(f) in the case of a person referred to in paragraph (f) of the definition of âhealth practitionerâ, the Council referred to in the Order of 2000.
PART 3
Procedure for making Open Disclosure of Notifiable Incident
Making of open disclosure of notifiable incident by health services provider
13. (1) For the purposes of
section 5
, the open disclosure of a notifiable incident shall be made on behalf of a health services provider byâ
(a) the principal health practitioner, in relation to the patient to whom, or in respect of whom, the open disclosure of the notifiable incident is to be made, or
(b) where the conditions specified in subsection (2) are satisfied, a health practitioner referred to in that subsection.
(2) Where, for the purposes of subsection (1)â
(a) the principal health practitioner referred to in paragraph (a) of that subsection is not available or otherwise not in a position to make the open disclosure of the notifiable incident, or
(b) having had regard to the circumstances of the notifiable incident, the health services provider, or the principal health practitioner referred to in paragraph (a) of that subsection, is satisfied that the open disclosure of that incident should be made by another health practitioner,
the open disclosure of that notifiable incident shall be made by a health practitioner whom the health services provider, having considered the incident concerned, considers appropriate.
Time of making of open disclosure
14. (1) For the purposes of making an open disclosure of a notifiable incident pursuant to
section 5
, the health services provider shall make the open disclosure of that notifiable incident at a time when it considers to be appropriate having regard toâ
(a) the desirability, subject to paragraphs (b) and (c), of making the open disclosure as soon as practicable notwithstanding thatâ
(i) as referred to in
section 5
(2), some, or all, of the likely consequences of the notifiable incident are not present or have not developed,
(ii) as referred to in
section 5
(2), the health services provider does not have all of the information relating to the notifiable incident available to it when the open disclosure of the incident is made, or
(iii) without prejudice to subparagraph (ii), the health services provider does not have all, or any, of the information in respect of the cause of the incident available to it when the open disclosure of the incident is made,
(b) all the circumstances of the patient and the nature, and consequences, of the notifiable incident concerned, and
(c) the requirements of
section 15
.
(2) Having considered the appropriate time for making the open disclosure of the notifiable incident, the health services provider shall take all steps reasonably open to it to make the open disclosure as soon as practicable following that consideration.
(3) Where an open disclosure of a notifiable incident is not made as soon as practicable after the consideration referred to in subsection (2), nothing in this Act shall be construed as preventing
section 10
from having effect in respect of that open disclosure of that incident.
Matters to be addressed by health services provider before making open disclosure of notifiable incident
15. (1) Before making an open disclosure of a notifiable incident, a health services provider shallâ
(a) in order to determine the appropriate time at which to make the open disclosure to the patient or the relevant person (or both of them) and having regard to
section 14
(1)(a)â
(i) make an assessment of all the circumstances of the patient and the nature of the notifiable incident, and
(ii) consult, having had regard to the circumstances referred to in subparagraph (i), with such other person (if any) as the health services provider considers appropriate,
(b) determine, subject to subsection (2), whether the open disclosure of the notifiable incident is to be made to the patient or the relevant person (or both of them) having had regard toâ
(i) the assessment referred to in paragraph (a)(i),
(ii) the nature of the notifiable incident, and
(iii) consultations, if any, referred to in paragraph (a)(ii),
(c) determine whether, having regard to the nature and circumstances of the notifiable incident concerned, it is appropriate for an apology to be made to the patient or the relevant person (or both of them) at the notifiable incident disclosure meeting,
(d) consider the information relating to the notifiable incident and, having regard to the complexity of that information, take all steps as are reasonably open to the health services provider to present that information in as clear a manner as is possible having regard to that complexity,
(e) designate, in accordance with
section 16
, a person to liaise with the health services provider and the patient or relevant person (or both of them) in relation to the open disclosure of the notifiable incident and in respect of a request for clarification under
section 23
, and
(f) having regard to the information available, make arrangements for the preparation of the statement, referred to in
section 18
(5), that is to be provided, in accordance with
section 18
(2)(c) to the patient or relevant person (or both of them).
(2) Subsection (1)(b) shall not apply where an open disclosure of a notifiable incident is made to a relevant person pursuant to
section 7
(1)(b)(ii), (iii) or (1)(c) as the case may be.
Designated person
16. (1) For the purpose of making a designation under
section 15
(1)(e), where the health services provider making the designation is a health services provider referred to inâ
(a) paragraph (a) of the definition of âhealth services providerâ, that health services provider may designateâ
(i) an employee of that provider, including an employee who is a health practitioner,
(ii) a health practitioner who provides a health service for that provider pursuant to a contract referred to in paragraph (a)(ii) of that definition,
(iii) a person with whom that provider has entered into a contract referred to in paragraph (a)(v)(II) of that definition,
(iv) an agency health practitioner who provides a health service for that provider pursuant to an agency contract referred to in paragraph (a)(iii) of that definition, or
(v) an agency worker,
as the designated person for the purposes of
section 15
(1)(e), or
(b) paragraph (b) of the definition of âhealth services providerâ, that provider may designateâ
(i) himself or herself,
(ii) the health practitioner providing the clinical care and treatment to the patient concerned,
(iii) an employee of that provider, including an employee who is a health practitioner,
(iv) a health practitioner who provides a health service for that provider pursuant to a contract referred to in paragraph (b)(ii) of that definition,
(v) a person with whom that provider has entered into a contract referred to in paragraph (b)(iv)(II) of that definition,
(vi) an agency health practitioner who provides a health service for that provider pursuant to an agency contract referred to in paragraph (b)(iii) of that definition, or
(vii) an agency worker,
as the designated person for the purposes of
section 15
(1)(e), or
(c) paragraph (c) of the definition of health services provider, that provider may designateâ
(i) the partner who is the health practitioner providing the health service to the patient concerned,
(ii) any other partner who is a health practitioner in the partnership concerned,
(iii) an employee of that provider, including an employee who is a health practitioner,
(iv) a health practitioner who provides a health service for that provider pursuant to a contract referred to in paragraph (c)(ii) of that definition,
(v) a person with whom that provider has entered into a contract referred to in paragraph (c)(iv)(II) of that definition,
(vi) an agency health practitioner who provides a health service for that provider pursuant to an agency contract referred to in paragraph (c)(iii) of that definition, or
(vii) an agency worker,
as the designated person for the purposes of
section 15
(1)(e).
(2) A designation under this section shall be in writing and shall be kept in the records, referred to in
section 25
, relating to the open disclosure of the not âŠ
AI explanation based on the official legal text. Indicative, not a substitute for legal advice.