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Par 2009. gada Honkongas Starptautisko konvenciju par kuģu drošu un videi nekaitīgu pārstrādi
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Saeima ir pieņēmusi un Valsts
prezidents izsludina šādu likumu:
Par 2009. gada Honkongas
Starptautisko konvenciju par kuģu drošu un videi nekaitīgu
pārstrādi
1. pants. 2009. gada Honkongas Starptautiskā konvencija
par kuģu drošu un videi nekaitīgu pārstrādi (turpmāk -
konvencija) ar šo likumu tiek pieņemta un apstiprināta.
2. pants. Satiksmes ministrija un Klimata un
enerģētikas ministrija koordinē konvencijā paredzēto saistību
izpildi.
3. pants. Satiksmes ministrija nodrošina:
1) paziņošanu Starptautiskajai Jūrniecības organizācijai
saskaņā ar konvencijas 9. panta 2. un 3. punktu, 10. panta
1.1. apakšpunktu, 12. panta 3., 4., 6. un 7. punktu (attiecībā uz
kuģiem), ja attiecīgo informāciju nav iespējams paziņot, to
ievadot Globālajā integrētajā kuģošanas informācijas sistēmā
(GISIS);
2) informācijas pieejamību citām konvencijas dalībvalstīm
saskaņā ar konvencijas 10. panta 1.1. apakšpunktu.
4. pants. Valsts vides dienests nodrošina:
1) paziņošanu Starptautiskajai Jūrniecības organizācijai
saskaņā ar konvencijas 7. pantu, 9. panta 4. punktu, 10.
panta 1.2. apakšpunktu, 12. panta 1., 2., 5., 6. un 7. punktu
(attiecībā uz kuģu pārstrādes rūpnīcām), ja attiecīgo informāciju
nav iespējams paziņot, to ievadot Globālajā integrētajā kuģošanas
informācijas sistēmā (GISIS);
2) informācijas pieejamību citām konvencijas dalībvalstīm
saskaņā ar konvencijas 10. panta 1.2. apakšpunktu;
3) konvencijas 4. panta 2. punktā paredzēto saistību
izpildi;
4) konvencijas 6. pantā paredzēto saistību izpildi;
5) konvencijas 9. panta 4. punktā paredzēto saistību
izpildi;
6) konvencijas 10. panta 1.2. apakšpunktā paredzēto saistību
izpildi - attiecībā uz kuģu pārstrādes rūpnīcu izdarīto pārkāpumu
izmeklēšanu;
7) konvencijas pielikuma 9. noteikumā paredzēto saistību
izpildi;
8) konvencijas pielikuma 16. noteikumā paredzēto saistību
izpildi;
9) paziņošanu Starptautiskajai Jūrniecības organizācijai
atbilstoši konvencijā noteiktajam tajos gadījumos, kad paziņošanu
iespējams veikt, ievadot attiecīgo informāciju Globālajā
integrētajā kuģošanas informācijas sistēmā (GISIS).
5. pants. Satiksmes ministrija sadarbībā ar valsts
sabiedrību ar ierobežotu atbildību "Latvijas Jūras
administrācija" un Klimata un enerģētikas ministrija
sadarbībā ar Valsts vides dienestu atbilstoši kompetencei
nodrošina konvencijas 10. panta 2. punktā paredzēto saistību
izpildi.
6. pants. Valsts sabiedrība ar ierobežotu atbildību
"Latvijas Jūras administrācija" nodrošina:
1) konvencijas 4. panta 1. punktā paredzēto saistību
izpildi;
2) konvencijas 5. pantā paredzēto saistību izpildi;
3) konvencijas 8. pantā paredzēto saistību izpildi;
4) konvencijas 9. panta 2. un 3. punktā paredzēto saistību
izpildi;
5) konvencijas 10. panta 1.1. apakšpunktā paredzēto saistību
izpildi - attiecībā uz kuģu izdarīto pārkāpumu izmeklēšanu;
6) konvencijas pielikuma 4. noteikumā paredzēto saistību
izpildi;
7) konvencijas pielikuma 5. noteikumā paredzēto saistību
izpildi;
8) konvencijas pielikuma 10. noteikumā paredzēto saistību
izpildi;
9) konvencijas pielikuma 11. noteikumā paredzēto saistību
izpildi;
10) konvencijas pielikuma 13. noteikumā paredzēto saistību
izpildi;
11) konvencijas pielikuma 14. noteikumā paredzēto saistību
izpildi;
12) paziņošanu Starptautiskajai Jūrniecības organizācijai
atbilstoši konvencijā noteiktajam tajos gadījumos, kad paziņošanu
iespējams veikt, ievadot attiecīgo informāciju Globālajā
integrētajā kuģošanas informācijas sistēmā (GISIS).
7. pants. Valsts vides dienests pilda konvencijas
pielikuma 15. noteikuma 4. punktā noteiktās kompetentās iestādes
un kontaktpunkta pienākumus.
8. pants. Saskaņā ar konvencijas 16. panta 6. punktu
konvencijas pielikuma 9. noteikumā minētais kuģu pārstrādes plāns
tiek apstiprināts ar netiešu piekrišanu.
9. pants. Konvencija stājas spēkā tās 17. pantā
noteiktajā laikā un kārtībā, un Ārlietu ministrija par to paziņo
oficiālajā izdevumā "Latvijas Vēstnesis". Līdz ar
likumu izsludināma konvencija angļu valodā un tās tulkojums
latviešu valodā.
Likums Saeimā pieņemts 2026. gada 26. martā.
Valsts prezidents E. Rinkēvičs
Rīgā 2026. gada 15. aprīlī
HONG KONG INTERNATIONAL CONVENTION
FOR THE SAFE AND ENVIRONMENTALLY SOUND RECYCLING OF SHIPS,
2009
THE PARTIES TO THIS CONVENTION,
NOTING the growing concerns about safety, health, the
environment and welfare matters in the ship recycling
industry,
RECOGNIZING that recycling of ships contributes to
sustainable development and, as such, is the best option for
ships that have reached the end of their operating life,
RECALLING resolution A.962(23), adopted by the Assembly
of the International Maritime Organization (Guidelines on Ship
Recycling); amendments to the Guidelines adopted by resolution
A.980(24); Decision VI/24 of the Sixth Meeting of the Conference
of the Parties to the Basel Convention on the Control of
Transboundary Movements of Hazardous Wastes and their Disposal,
which adopted Technical Guidelines for the Environmentally Sound
Management of the Full and Partial Dismantling of Ships; and the
Guidelines approved by the 289th session of the Governing Body of
the International Labour Office (Safety and Health in
Shipbreaking: Guidelines for Asian countries and Turkey),
RECALLING ALSO resolution A.981(24), by which the
Assembly of the International Maritime Organization requested the
Organization's Marine Environment Protection Committee to develop
a legally-binding instrument on ship recycling,
NOTING ALSO the role of the International Labour
Organization in protecting the occupational safety and health of
workers involved in ship recycling,
NOTING FURTHER the role of the Basel Convention on the
Control of Transboundary Movements of Hazardous Wastes and their
Disposal in protecting human health and the environment against
the adverse effects which may result from such wastes,
MINDFUL of the precautionary approach set out in
Principle 15 of the Rio Declaration on Environment and
Development and referred to in resolution MEPC.67(37), adopted by
the Organization's Marine Environment Protection Committee on 15
September 1995,
MINDFUL ALSO of the need to promote the substitution of
hazardous materials in the construction and maintenance of ships
by less hazardous, or preferably, non-hazardous materials,
without compromising the ships' safety, the safety and health of
seafarers and the ships' operational efficiency,
RESOLVED to effectively address, in a legally-binding
instrument, the environmental, occupational health and safety
risks related to ship recycling, taking into account the
particular characteristics of maritime transport and the need to
secure the smooth withdrawal of ships that have reached the end
of their operating lives,
CONSIDERING that these objectives may best be achieved
by the conclusion of an International Convention for the Safe and
Environmentally Sound Recycling of Ships,
HAVE AGREED as follows:
ARTICLE 1
General obligations
1 Each Party to this Convention undertakes to give full and
complete effect to its provisions in order to prevent, reduce,
minimize and, to the extent practicable, eliminate accidents,
injuries and other adverse effects on human health and the
environment caused by Ship Recycling, and enhance ship safety,
protection of human health and the environment throughout a
ship's operating life.
2 No provision of this Convention shall be interpreted as
preventing a Party from taking, individually or jointly, more
stringent measures consistent with international law, with
respect to the safe and environmentally sound recycling of ships,
in order to prevent, reduce or minimize any adverse effects on
human health and the environment.
3 Parties shall endeavour to co-operate for the purpose of
effective implementation of, compliance with and enforcement of
this Convention.
4 The Parties undertake to encourage the continued development
of technologies and practices which contribute to safe and
environmentally sound Ship Recycling.
5 The Annex to this Convention forms an integral part of it.
Unless expressly provided for otherwise, a reference to this
Convention constitutes at the same time a reference to its
Annex.
ARTICLE 2
Definitions
For the purposes of this Convention, unless expressly provided
otherwise:
1 "Convention" means the Hong Kong International
Convention for the Safe and Environmentally Sound Recycling of
Ships, 2009.
2 "Administration" means the Government of the State
whose flag the ship is entitled to fly, or under whose authority
it is operating.
3 "Competent Authority(ies)" means a governmental
authority or authorities designated by a Party as responsible,
within specified geographical area(s) or area(s) of expertise,
for duties related to Ship Recycling Facilities operating within
the jurisdiction of that Party as specified in this
Convention.
4 "Organization" means the International Maritime
Organization.
5 "Secretary-General" means the Secretary-General of
the Organization.
6 "Committee" means the Marine Environment
Protection Committee of the Organization.
7 "Ship" means a vessel of any type whatsoever
operating or having operated in the marine environment and
includes submersibles, floating craft, floating platforms, self
elevating platforms, Floating Storage Units (FSUs), and Floating
Production Storage and Offloading Units (FPSOs), including a
vessel stripped of equipment or being towed.
8 "Gross tonnage" means the gross tonnage (GT)
calculated in accordance with the tonnage measurement regulations
contained in Annex I to the International Convention on Tonnage
Measurement of Ships, 1969, or any successor convention.
9 "Hazardous Material" means any material or
substance which is liable to create hazards to human health
and/or the environment.
10 "Ship Recycling" means the activity of complete
or partial dismantling of a ship at a Ship Recycling Facility in
order to recover components and materials for reprocessing and
re-use, whilst taking care of hazardous and other materials, and
includes associated operations such as storage and treatment of
components and materials on site, but not their further
processing or disposal in separate facilities.
11 "Ship Recycling Facility" means a defined area
that is a site, yard or facility used for the recycling of
ships.
12 "Recycling Company" means the owner of the Ship
Recycling Facility or any other organization or person who has
assumed the responsibility for operation of the Ship Recycling
activity from the owner of the Ship Recycling Facility and who on
assuming such responsibility has agreed to take over all duties
and responsibilities imposed by this Convention.
ARTICLE 3
Application
1 Unless expressly provided otherwise in this Convention, this
Convention shall apply to:
.1 ships entitled to fly the flag of a Party or operating
under its authority;
.2 Ship Recycling Facilities operating under the jurisdiction
of a Party.
2 This Convention shall not apply to any warships, naval
auxiliary, or other ships owned or operated by a Party and used,
for the time being, only on government non-commercial service.
However, each Party shall ensure, by the adoption of appropriate
measures not impairing operations or operational capabilities of
such ships owned or operated by it, that such ships act in a
manner consistent with this Convention, so far as is reasonable
and practicable.
3 This Convention shall not apply to ships of less than 500 GT
or to ships operating throughout their life only in waters
subject to the sovereignty or jurisdiction of the State whose
flag the ship is entitled to fly. However, each Party shall
ensure, by the adoption of appropriate measures, that such ships
act in a manner consistent with this Convention, so far as is
reasonable and practicable.
4 With respect to ships entitled to fly the flag of
non-Parties to this Convention, Parties shall apply the
requirements of this Convention as may be necessary to ensure
that no more favourable treatment is given to such ships.
ARTICLE 4
Controls related to Ship Recycling
1 Each Party shall require that ships entitled to fly its flag
or operating under its authority comply with the requirements set
forth in this Convention and shall take effective measures to
ensure such compliance.
2 Each Party shall require that Ship Recycling Facilities
under its jurisdiction comply with the requirements set forth in
this Convention and shall take effective measures to ensure such
compliance.
ARTICLE 5
Survey and certification of ships
Each Party shall ensure that ships flying its flag or
operating under its authority and subject to survey and
certification are surveyed and certified in accordance with the
regulations in the Annex.
ARTICLE 6
Authorization of Ship Recycling Facilities
Each Party shall ensure that Ship Recycling Facilities that
operate under its jurisdiction and that recycle ships to which
this Convention applies, or ships treated similarly pursuant to
Article 3.4 of this Convention, are authorized in accordance with
the regulations in the Annex.
ARTICLE 7
Exchange of information
For the Ship Recycling Facilities authorized by a Party, such
Party shall provide to the Organization, if requested, and to
those Parties which request it, relevant information, in regard
to this Convention, on which its decision for authorization was
based. The information shall be exchanged in a swift and timely
manner.
ARTICLE 8
Inspection of ships
1 A ship to which this Convention applies may, in any port or
offshore terminal of another Party, be subject to inspection by
officers duly authorized by that Party for the purpose of
determining whether the ship is in compliance with this
Convention. Except as provided in paragraph 2, any such
inspection is limited to verifying that there is on board either
an International Certificate on Inventory of Hazardous Materials
or an International Ready for Recycling Certificate, which, if
valid, shall be accepted.
2 Where a ship does not carry a valid certificate or there are
clear grounds for believing that:
.1 the condition of the ship or its equipment does not
correspond substantially with the particulars of the certificate,
and/or Part I of the Inventory of Hazardous Materials; or
.2 there is no procedure implemented on board the ship for the
maintenance of Part I of the Inventory of Hazardous
Materials;
a detailed inspection may be carried out taking into account
guidelines developed by the Organization.
ARTICLE 9
Detection of violations
1 Parties shall co-operate in the detection of violations and
the enforcement of the provisions of this Convention.
2 When there is sufficient evidence that a ship is operating,
has operated or is about to operate in violation of any provision
in this Convention, a Party holding the evidence may request an
investigation of this ship when it enters the ports or offshore
terminals under the jurisdiction of another Party. The report of
such an investigation shall be sent to the Party requesting it,
to the Administration of the ship concerned and to the
Organization, so that action may be taken as appropriate.
3 If the ship is detected to be in violation of this
Convention, the Party carrying out the inspection may take steps
to warn, detain, dismiss, or exclude the ship from its ports. A
Party taking such action shall immediately inform the
Administration of the ship concerned and the Organization.
4 If a request for an investigation is received from any
Party, together with sufficient evidence that a Ship Recycling
Facility is operating, has operated or is about to operate in
violation of any provision of this Convention, a Party should
investigate this Ship Recycling Facility operating under its
jurisdiction and make a report. The report of any such
investigation shall be sent to the Party requesting it, including
information on action taken or to be taken, if any, and to the
Organization for appropriate action.
ARTICLE 10
Violations
1 Any violation of the requirements of this Convention shall
be prohibited by national laws and:
.1 in the case of a ship, sanctions shall be established under
the law of the Administration, wherever the violation occurs. If
the Administration is informed of such a violation by a Party, it
shall investigate the matter and may request the reporting Party
to furnish additional evidence of the alleged violation. If the
Administration is satisfied that sufficient evidence is available
to enable proceedings to be brought in respect of the alleged
violation, it shall cause such proceedings to be taken as soon as
possible, in accordance with its law. The Administration shall
promptly inform the Party that reported the alleged violation, as
well as the Organization, of any action taken. If the
Administration has not taken any action within one year after
receiving the information, it shall inform the Party which
reported the alleged violation, and the Organization, of the
reasons why no action has been taken;
.2 in the case of a Ship Recycling Facility, sanctions shall
be established under the law of the Party having jurisdiction
over the Ship Recycling Facility. If the Party is informed of
such a violation by another Party, it shall investigate the
matter and may request the reporting Party to furnish additional
evidence of the alleged violation. If the Party is satisfied that
sufficient evidence is available to enable proceedings to be
brought in respect of the alleged violation, it shall cause such
proceedings to be taken as soon as possible, in accordance with
its law. The Party shall promptly inform the Party that reported
the alleged violation, as well as the Organization, of any action
taken. If the Party has not taken any action within one year
after receiving the information, it shall inform the Party which
reported the alleged violation, and the Organization, of the
reasons why no action has been taken.
2 Any violation of the requirements of this Convention within
the jurisdiction of any Party shall be prohibited and sanctions
shall be established under the law of that Party. Whenever such a
violation occurs, that Party shall either:
.1 cause proceedings to be taken in accordance with its law;
or
.2 furnish to the Administration of the ship such information
and evidence as may be in its possession that a violation has
occurred.
3 The sanctions provided for by the laws of a Party pursuant
to this Article shall be adequate in severity to discourage
violations of this Convention wherever they occur.
ARTICLE 11
Undue delay or detention of ships
1 All possible efforts shall be made to avoid a ship being
unduly detained or delayed under Article 8, 9 or 10 of this
Convention.
2 When a ship is unduly detained or delayed under Article 8, 9
or 10 of this Convention, it shall be entitled to compensation
for any loss or damage suffered.
ARTICLE 12
Communication of information
Each Party shall report to the Organization and the
Organization shall disseminate, as appropriate, the following
information:
.1 a list of Ship Recycling Facilities authorized in
accordance with this Convention and operating under the
jurisdiction of that Party;
.2 contact details for the Competent Authority(ies), including
a single contact point, for that Party;
.3 a list of the recognized organizations and nominated
surveyors which are authorized to act on behalf of that Party in
the administration of matters relating to the control of Ship
Recycling in accordance with this Convention, and the specific
responsibilities and conditions of the authority delegated to the
recognized organizations or nominated surveyors;
.4 an annual list of ships flying the flag of that Party to
which an International Ready for Recycling Certificate has been
issued, including the name of the Recycling Company and location
of the Ship Recycling Facility as shown on the certificate;
.5 an annual list of ships recycled within the jurisdiction of
that Party;
.6 information concerning violations of this Convention;
and
.7 actions taken towards ships and Ship Recycling Facilities
under the jurisdiction of that Party.
ARTICLE 13
Technical assistance and co-operation
1 Parties undertake, directly or through the Organization and
other international bodies, as appropriate, in respect of the
safe and environmentally sound recycling of ships, to provide
support for those Parties which request technical assistance:
.1 to train personnel;
.2 to ensure the availability of relevant technology,
equipment and facilities;
.3 to initiate joint research and development programmes;
and
.4 to undertake other actions aimed at the effective
implementation of this Convention and of guidelines developed by
the Organization related thereto.
2 Parties undertake to co-operate actively, subject to their
national laws, regulations and policies, in the transfer of
management systems and technology in respect of the safe and
environmentally sound recycling of ships.
ARTICLE 14
Dispute settlement
Parties shall settle any dispute between them concerning the
interpretation or application of this Convention by negotiation
or any other peaceful means agreed upon by them, which may
include enquiry, mediation, conciliation, arbitration, judicial
settlement, or resort to regional agencies or arrangements.
ARTICLE 15
Relationship with international law and other international
agreements
1 Nothing in this Convention shall prejudice the rights and
obligations of any State under the United Nations Convention on
the Law of the Sea, 1982, and under the customary international
law of the sea.
2 Nothing in this Convention shall prejudice the rights and
obligations of Parties under other relevant and applicable
international agreements.
ARTICLE 16
Signature, ratification, acceptance, approval and accession
1 This Convention shall be open for signature by any State at
the Headquarters of the Organization from 1 September 2009 to 31
August 2010 and shall thereafter remain open for accession by any
State.
2 States may become Parties to this Convention by:
.1 signature not subject to ratification, acceptance, or
approval; or
.2 signature subject to ratification, acceptance, or approval,
followed by ratification, acceptance or approval; or
.3 accession.
3 Ratification, acceptance, approval or accession shall be
effected by the deposit of an instrument to that effect with the
Secretary-General.
4 If a State comprises two or more territorial units in which
different systems of law are applicable in relation to matters
dealt with in this Convention, it may at the time of signature,
ratification, acceptance, approval, or accession declare that
this Convention shall extend to all its territorial units or only
to one or more of them and may modify this declaration by
submitting another declaration at any time.
5 A declaration under paragraph 4 shall be notified to the
Secretary-General in writing and shall state expressly the
territorial unit or units to which this Convention applies.
6 A State at the time it expresses its consent to be bound by
this Convention shall declare whether it requires explicit or
tacit approval of the Ship Recycling Plan before a ship may be
recycled in its authorized Ship Recycling Facility(ies). This
declaration may be revised thereafter by notification to the
Secretary-General. Such revision shall specify the effective date
of the revision.
ARTICLE 17
Entry into force
1 This Convention shall enter into force 24 months after the
date on which the following conditions are met:
.1 not less than 15 States have either signed it without
reservation as to ratification, acceptance or approval, or have
deposited the requisite instrument of ratification, acceptance,
approval or accession in accordance with Article 16;
.2 the combined merchant fleets of the States mentioned in
paragraph 1.1 constitute not less than 40 per cent of the gross
tonnage of the world's merchant shipping; and
.3 the combined maximum annual ship recycling volume of the
States mentioned in paragraph 1.1 during the preceding 10 years
constitutes not less than 3 per cent of the gross tonnage of the
combined merchant shipping of the same States.
2 For States which have deposited an instrument of
ratification, acceptance, approval or accession in respect of
this Convention after the requirements for entry into force
thereof have been met, but prior to the date of entry into force,
the ratification, acceptance, approval or accession shall take
effect on the date of entry into force of this Convention, or
three months after the date of deposit of the instrument,
whichever is the later date.
3 Any instrument of ratification, acceptance, approval or
accession deposited after the date on which this Convention
enters into force shall take effect three months after the date
of deposit.
4 After the date on which an amendment to this Convention is
deemed to have been accepted under Article 18, any instrument of
ratification, acceptance, approval or accession deposited shall
apply to the Convention, as amended.
ARTICLE 18
Amendments
1 This Convention may be amended by either of the procedures
specified in the following paragraphs.
2 Amendments after consideration within the Organization:
.1 Any Party may propose an amendment to this Convention. A
proposed amendment shall be submitted to the Secretary-General,
who shall then circulate it to the Parties and Members of the
Organization at least six months prior to its consideration.
.2 An amendment proposed and circulated as above shall be
referred to the Committee for consideration. Parties, whether or
not Members of the Organization, shall be entitled to participate
in the proceedings of the Committee for consideration and
adoption of the amendment.
.3 Amendments shall be adopted by a two-thirds majority of the
Parties present and voting in the Committee, on condition that at
least one-third of the Parties shall be present at the time of
voting.
.4 Amendments adopted in accordance with subparagraph 3 shall
be communicated by the Secretary-General to the Parties for
acceptance.
.5 An amendment shall be deemed to have been accepted in the
following circumstances:
.5.1 An amendment to an article of this Convention shall be
deemed to have been accepted on the date on which two-thirds of
the Parties have notified the Secretary-General of their
acceptance of it.
.5.2 An amendment to the Annex shall be deemed to have been
accepted at the end of a period to be determined by the Committee
at the time of its adoption, which period shall not be less than
ten months after the date of adoption. However, if by that date
more than one-third of the Parties notify the Secretary-General
that they object to the amendment, it shall be deemed not to have
been accepted.
.6 An amendment shall enter into force under the following
conditions:
.6.1 An amendment to an article of this Convention shall enter
into force, for those Parties that have declared that they have
accepted it, six months after the date on which it is deemed to
have been accepted in accordance with subparagraph .5.1.
.6.2 An amendment to the Annex shall enter into force with
respect to all Parties six months after the date on which it is
deemed to have been accepted, except for any Party that has:
.6.2.1 notified its objection to the amendment in accordance
with subparagraph .5.2 and that has not withdrawn such objection;
or
.6.2.2 notified the Secretary-General, prior to the entry into
force of such amendment, that the amendment shall enter into
force for it only after a subsequent notification of its
acceptance.
.6.3 A Party that has notified an objection under subparagraph
.6.2.1 may subsequently notify the Secretary-General that it
accepts the amendment. Such amendment shall enter into force for
such Party six months after the
date of its notification of acceptance, or the date on which
the amendment enters into force, whichever is the later date.
.6.4 If a Party that has made a notification referred to in
subparagraph .6.2.2 notifies the Secretary-General of its
acceptance with respect to an amendment, such amendment shall
enter into force for such Party six months after the date of its
notification of acceptance, or the date on which the amendment
enters into force, whichever is the later date.
3 Amendment by a Conference:
.1 Upon the request of a Party concurred in by at least
one-third of the Parties, the Organization shall convene a
Conference of Parties to consider amendments to this
Convention.
.2 An amendment adopted by such a Conference by a two-thirds
majority of the Parties present and voting shall be communicated
by the Secretary-General to all Parties for acceptance.
.3 Unless the Conference decides otherwise, the amendment
shall be deemed to have been accepted and shall enter into force
in accordance with the procedures specified in paragraphs 2.5 and
2.6 respectively.
4 Any Party that has declined to accept an amendment to the
Annex shall be treated as a non-Party only for the purpose of
application of that amendment.
5 Any notification under this Article shall be made in writing
to the Secretary-General.
6 The Secretary-General shall inform the Parties and Members
of the Organization of:
.1 any amendment that enters into force and the date of its
entry into force generally and for each Party; and
.2 any notification made under this Article.
ARTICLE 19
Denunciation
1 This Convention may be denounced by any Party at any time
after the expiry of two years from the date on which this
Convention enters into force for that Party.
2 Denunciation shall be effected by written notification to
the Secretary-General, to take effect one year after receipt or
such longer period as may be specified in that notification.
ARTICLE 20
Depositary
1 This Convention shall be deposited with the
Secretary-General, who shall transmit certified copies of this
Convention to all States which have signed this Convention or
acceded thereto.
2 In addition to the functions specified elsewhere in this
Convention, the Secretary-General shall:
.1 inform all States that have signed this Convention, or
acceded thereto, of:
.1.1 each new signature or deposit of an instrument of
ratification, acceptance, approval or accession, together with
the date thereof;
.1.2 the date of entry into force of this Convention;
.1.3 the deposit of any instrument of denunciation from this
Convention, together with the date on which it was received and
the date on which the denunciation takes effect; and
.1.4 other declarations and notifications received pursuant to
this Convention; and
.2 as soon as this Convention enters into force, transmit the
text thereof to the Secretariat of the United Nations, for
registration and publication in accordance with Article 102 of
the Charter of the United Nations.
ARTICLE 21
Languages
This Convention is established in a single original in the
Arabic, Chinese, English, French, Russian and Spanish languages,
each text being equally authentic.
DONE AT HONG KONG, CHINA, this fifteenth day of May, two
thousand and nine.
IN WITNESS WHEREOF the undersigned, being duly authorized by
their respective Governments for that purpose, have signed this
Convention.
* * *
ANNEX
REGULATIONS FOR SAFE AND
ENVIRONMENTALLY SOUND RECYCLING OF SHIPS
CHAPTER 1 - GENERAL PROVISIONS
Regulation 1 - Definitions
For the purposes of this Annex:
1 "Competent person" means a person with suitable
qualifications, training, and sufficient knowledge, experience
and skill, for the performance of the specific work.
Specifically, a Competent person may be a trained worker or a
managerial employee capable of recognizing and evaluating
occupational hazards, risks, and employee exposure to potentially
Hazardous Materials or unsafe conditions in a Ship Recycling
Facility, and who is capable of specifying the necessary
protection and precautions to be taken to eliminate or reduce
those hazards, risks, or exposures. The Competent Authority may
define appropriate criteria for the designation of such persons
and may determine the duties to be assigned to them.
2 "Employer" means a natural or legal person that
employs one or more workers engaged in Ship Recycling.
3 "Existing ship" means a ship which is not a new
ship.
4 "New ship" means a ship:
.1 for which the building contract is placed on or after the
entry into force of this Convention; or
.2 in the absence of a building contract, the keel of which is
laid or which is at a similar stage of construction on or after
six months after the entry into force of this Convention; or
.3 the delivery of which is on or after 30 months after the
entry into force of this Convention.
5 "New installation" means the installation of
systems, equipment, insulation, or other material on a ship after
the date on which this Convention enters into force.
6 "Safe-for-entry" means a space that meets the
following criteria:
.1 the oxygen content of the atmosphere and the concentration
of flammable vapours are within safe limits;
.2 any toxic materials in the atmosphere are within
permissible concentrations; and
.3 any residues or materials associated with the work
authorized by the Competent person will not produce uncontrolled
release of toxic materials or an unsafe concentration of
flammable vapours under existing atmospheric conditions while
maintained as directed.
7 Safe-for-hot work means a space that meets the following
criteria:
.1 a safe, non-explosive condition, including gas-free status,
exists for the use of electric arc or gas welding equipment,
cutting or burning equipment or other forms of naked flame, as
well as heating, grinding, or spark generating operations;
.2 Safe-for-entry requirements of regulation 1.6 are met;
.3 existing atmospheric conditions will not change as a result
of the hot work; and
.4 all adjacent spaces have been cleaned, or inerted, or
treated sufficiently to prevent the start or spread of fire.
8 "Shipowner" means the person or persons or company
registered as the owner of the ship or, in the absence of
registration, the person or persons or company owning the ship or
any other organization or person such as the manager, or the
bareboat charterer, who has assumed the responsibility for
operation of the ship from the owner of the ship. However, in the
case of a ship owned by a State and operated by a company which
in that State is registered as the ship's operator,
"owner" shall mean such company. This term also
includes those who have ownership of the ship for a limited
period pending its sale or handing over to a Ship Recycling
Facility.
9 "Site inspection" means an inspection of the Ship
Recycling Facility confirming the condition described by the
verified documentation.
10 "Statement of Completion" means a confirmatory
statement issued by the Ship Recycling Facility that the Ship
Recycling has been completed in accordance with this
Convention.
11 "Tanker" means an oil tanker as defined in MARPOL
Annex I or an NLS tanker as defined in MARPOL Annex II.
12 "Worker" means any person who performs work,
either regularly or temporarily, in the context of an employment
relationship including contractor personnel.
Regulation 2 - General
applicability
Unless expressly provided otherwise, the design, construction,
survey, certification, operation and recycling of ships shall be
conducted in accordance with the provisions of this Annex.
Regulation 3 - Relationship with
other standards, recommendations and guidance
Parties shall take measures to implement the requirements of
the regulations of this Annex, taking into account relevant and
applicable standards, recommendations and guidance developed by
the International Labour Organization and the relevant and
applicable technical standards, recommendations and guidance
developed under the Basel Convention on the Control of
Transboundary Movements of Hazardous Wastes and their
Disposal.
CHAPTER 2 - REQUIREMENTS FOR
SHIPS
Part A - Design, construction,
operation and maintenance of ships
Regulation 4 - Controls of ships'
Hazardous Materials
In accordance with the requirements specified in Appendix 1 to
this Convention each Party:
.1 shall prohibit and/or restrict the installation or use of
Hazardous Materials listed in Appendix 1 on ships entitled to fly
its flag or operating under its authority; and
.2 shall prohibit and/or restrict the installation or use of
such materials on ships, whilst in its ports, shipyards, ship
repair yards, or offshore terminals,
and shall take effective measures to ensure that such ships
comply with those requirements.
Regulation 5 - Inventory of
Hazardous Materials
1 Each new ship shall have on board an Inventory of Hazardous
Materials. The Inventory shall be verified either by the
Administration or by any person or organization authorized by it
taking into account guidelines, including any threshold values
and exemptions contained in those guidelines, developed by the
Organization. The Inventory of Hazardous Materials shall be
specific to each ship and shall at least:
.1 identify as Part I, Hazardous Materials listed in
Appendices 1 and 2 to this Convention and contained in ship's
structure or equipment, their location and approximate
quantities; and
.2 clarify that the ship complies with regulation 4.
2 Existing ships shall comply as far as practicable with
paragraph 1 not later than 5 years after the entry into force of
this Convention, or before going for recycling if this is
earlier, taking into account the guidelines developed by the
Organization and the Organization's Harmonized System of Survey
and Certification. The Hazardous Materials listed in Appendix 1,
at least, shall be identified when the Inventory is developed.
For existing ships a plan shall be prepared describing the
visual/sampling check by which the Inventory of Hazardous
Materials is developed, taking into account the guidelines
developed by the Organization.
3 Part I of the Inventory of Hazardous Materials shall be
properly maintained and updated throughout the operational life
of the ship, reflecting new installations containing Hazardous
Materials listed in Appendix 2 and relevant changes in ship
structure and equipment, taking into account the guidelines
developed by the Organization.
4 Prior to recycling the Inventory shall, in addition to the
properly maintained and updated Part I, incorporate Part II for
operationally generated wastes and Part III for stores, and be
verified either by the Administration or by any person or
organization authorized by it, taking into account the guidelines
developed by the Organization.
Regulation 6 - Procedure for
proposing amendments to Appendices 1 and 2
1 Any Party may propose an amendment to Appendix 1 and/or
Appendix 2 in accordance with this regulation. The proposed
amendment shall be considered within the Organization under
Article 18 paragraph 2 and this regulation.
2 When the Organization receives a proposal, it shall also
bring the proposal to the attention of the United Nations and its
Specialized Agencies, intergovernmental organizations having
agreements with the Organization and non-governmental
organizations in consultative status with the Organization and
shall make it available to them.
3 The Committee shall establish a technical group in
accordance with regulation 7 to review proposals submitted in
accordance with paragraph 1 of this regulation.
4 The technical group shall review the proposal along with any
additional data, including decisions adopted by other
international bodies regarding their lists of materials or
hazardous substances, submitted by any interested entity, and
shall evaluate and report to the Committee whether the Hazardous
Material in question is likely, in the context of this
Convention, to lead to significant adverse effects on human
health or the environment such that the amendment of Appendix 1
or Appendix 2 is warranted. In this regard:
.1 The technical group's review shall include:
.1.1 an evaluation of the association between the Hazardous
Material in question and the likelihood, in the context of this
Convention, that it will lead to significant adverse effects on
human health or the environment based on the submitted data or
other relevant data brought to the attention of the group;
.1.2 an evaluation of the potential risk reduction
attributable to the proposed control measures and any other
control measures that may be considered by the technical
group;
.1.3 consideration of available information on the technical
feasibility of control measures;
.1.4 consideration of available information on other effects
arising from the introduction of such control measures relating
to:
- the environment;
- human health and safety including that of seafarers and
workers; and
- the cost to international shipping and other relevant
sectors.
.1.5 consideration of the availability of suitable
alternatives to the Hazardous Material to be controlled,
including a consideration of the potential risks of
alternatives;
.1.6 consideration of the risks posed by the Hazardous
Material during the recycling process; and
.1.7 consideration of suitable threshold values and any useful
or necessary exemptions.
.2 If the technical group finds that the Hazardous Material in
question is likely, in the context of this Convention, to lead to
significant adverse effects on human health or the environment,
lack of full scientific certainty shall not be used as a reason
to prevent the group from proceeding with an evaluation of the
proposal.
.3 The technical group's report shall be in writing and shall
take into account each of the evaluations and considerations
referred to in subparagraph .1, except that the technical group
may decide not to proceed with the evaluations and considerations
described in subparagraphs .1.2 to .1.7 if it determines after
the evaluation in subparagraph .1.1 that the proposal does not
warrant further consideration.
.4 The technical group's report shall include, inter
alia, a recommendation on whether international controls
pursuant to this Convention are warranted on the Hazardous
Material in question, on the suitability of the specific control
measures suggested in the comprehensive proposal, or on other
control measures which it believes to be more suitable.
5 The Committee shall decide whether to approve any proposal
to amend Appendix 1 or Appendix 2, and any modifications thereto,
if appropriate, taking into account the technical group's report.
Any proposed amendment shall specify the application of the
amendment for ships certified in accordance with this Convention
before the entry into force of the amendment. If the report finds
that the Hazardous Material in question is likely, in the context
of this Convention, to lead to significant adverse effects on
human health or the environment, lack of full scientific
certainty shall not be used as a reason to prevent a decision
from being taken to list a Hazardous Material in Appendix 1 or
Appendix 2. A decision not to approve the proposal shall not
preclude future submission of a new proposal with respect to a
particular Hazardous Material if new information comes to
light.
Regulation 7 - Technical Groups
1 The Committee may establish one or more technical groups
pursuant to regulation 6 as needed. The technical group may
comprise representatives of the Parties, Members of the
Organization, the United Nations and its Specialized Agencies,
intergovernmental organizations having agreements with the
Organization, and non-governmental organizations in consultative
status with the Organization, which should preferably include
representatives of institutions and laboratories with expertise
in environmental fate and effects of substances, toxicological
effects, marine biology, human health, economic analysis, risk
management, shipbuilding, international shipping, occupational
health and safety or other fields of expertise necessary to
objectively review the technical merits of a proposal.
2 The Committee shall decide on the terms of reference,
organization, participation and operation of the technical
groups. Such terms shall provide for protection of any
confidential information that may be submitted. Technical groups
may hold such meetings as required, but shall endeavour to
conduct their work through written or electronic correspondence
or other media as appropriate.
3 Only the representatives of Parties may participate in
formulating any recommendation to the Committee pursuant to
regulation 6. A technical group shall endeavour to achieve
unanimity among the representatives of the Parties. If unanimity
is not possible, the technical group shall communicate any
minority views of such representatives.
Part B - Preparation for Ship
Recycling
Regulation 8 - General
requirements
Ships destined to be recycled shall:
.1 only be recycled at Ship Recycling Facilities that are:
.1 authorized in accordance with this Convention; and
.2 fully authorized to undertake all the ship recycling which
the Ship Recycling Plan specifies to be conducted by the
identified Ship Recycling Facility(ies);
.2 conduct operations in the period prior to entering the Ship
Recycling Facility in order to minimize the amount of cargo
residues, remaining fuel oil, and wastes remaining on board;
.3 in the case of a tanker, arrive at the Ship Recycling
Facility with cargo tanks and pump room(s) in a condition that is
ready for certification as Safe-for-entry, or Safe-for-hot work,
or both, according to national laws, regulations and policies of
the Party under whose jurisdiction the Ship Recycling Facility
operates;
.4 provide to the Ship Recycling Facility all available
information relating to the ship for the development of the Ship
Recycling Plan required by regulation 9;
.5 complete the Inventory required by regulation 5; and
.6 be certified as ready for recycling by the Administration
or organization recognized by it, prior to any recycling activity
taking place.
Regulation 9 - Ship Recycling
Plan
A ship-specific Ship Recycling Plan shall be developed by the
Ship Recycling Facility(ies) prior to any recycling of a ship,
taking into account the guidelines developed by the Organization.
The Ship Recycling Plan shall:
.1 be developed taking into account information provided by
the shipowner;
.2 be developed in the language accepted by the Party
authorizing the Ship Recycling Facility, and if the language used
is not English, French or Spanish, the Ship Recycling Plan shall
be translated into one of these languages, except where the
Administration is satisfied that this is not necessary;
.3 include information concerning inter alia, the
establishment, maintenance, and monitoring of Safe-for-entry and
Safe-for-hot work conditions and how the type and amount of
materials including those identified in the Inventory of
Hazardous Materials will be managed;
.4 in accordance with the declaration deposited pursuant to
Article 16.6, be either explicitly or tacitly approved by the
Competent Authority authorizing the Ship Recycling Facility. The
Competent Authority shall send written acknowledgement of receipt
of the Ship Recycling Plan to the Ship Recycling Facility, Ship
Owner and Administration within three (3) working days of its
receipt in accordance with regulation 24. Thereafter:
.1 where a Party requires explicit approval of the Ship
Recycling Plan, the Competent Authority shall send written
notification of its decision to approve or deny the Ship
Recycling Plan to the Ship Recycling Facility, Ship Owner and
Administration; and
.2 where a Party requires tacit approval of the Ship Recycling
Plan, the acknowledgment of receipt shall specify the end date of
a 14-day review period. The Competent Authority shall notify any
written objection to the Ship Recycling Plan to the Ship
Recycling Facility, Ship Owner and Administration within this
14-day review period. Where no such written objection has been
notified, the Ship Recycling Plan shall be deemed to be
approved.
.5 once approved in accordance with paragraph .4, be made
available for inspection by the Administration, or any nominated
surveyors or organization recognized by it; and
.6 where more than one Ship Recycling Facility is used,
identify the Ship Recycling Facilities to be used and specify the
recycling activities and the order in which they occur at each
authorized Ship Recycling Facility.
Part C - Surveys and
certification
Regulation 10 - Surveys
1 Ships to which this Convention applies shall be subject to
the surveys specified below:
.1 an initial survey before the ship is put in service, or
before the International Certificate on Inventory of Hazardous
Materials is issued. This survey shall verify that Part I of the
Inventory required by regulation 5 is in accordance with the
requirements of this Convention;
.2 a renewal survey at intervals specified by the
Administration, but not exceeding five years. This survey shall
verify that Part I of the Inventory of Hazardous Materials
required by regulation 5 complies with the requirements of this
Convention;
.3 an additional survey, either general or partial, according
to the circumstances, may be made at the request of the shipowner
after a change, replacement, or significant repair of the
structure, equipment, systems, fittings, arrangements and
material. The survey shall be such as to ensure that any such
change, replacement, or significant repair has been made in the
way that the ship continues to comply with the requirements of
this Convention, and that Part I of the Inventory is amended as
necessary; and
.4 a final survey prior to the ship being taken out of service
and before the recycling of the ship has started. This survey
shall verify:
.1 that the Inventory of Hazardous Materials as required by
regulation 5.4 is in accordance with the requirements of this
Convention taking into account the guidelines developed by the
Organization;
.2 that the Ship Recycling Plan, as required by regulation 9,
properly reflects the information contained in the Inventory of
Hazardous Materials as required by regulation 5.4 and contains
information concerning the establishment, maintenance and
monitoring of Safe-for-entry and Safe-for-hot work conditions;
and
.3 that the Ship Recycling Facility(ies) where the ship is to
be recycled holds a valid authorization in accordance with this
Convention.
2 Surveys of ships for the purpose of enforcement of the
provisions of this Convention shall be carried out by officers of
the Administration, taking into account the guidelines developed
by the Organization. The Administration may, however, entrust the
surveys either to surveyors nominated for the purpose or to
organizations recognized by it.
3 An Administration nominating surveyors or recognizing
organizations to conduct surveys, as described in paragraph 2
shall, as a minimum, empower such nominated surveyors or
recognized organizations to:
.1 require a ship that they survey to comply with the
provisions of this Convention; and
.2 carry out surveys and inspections if requested by the
appropriate authorities of a port State that is a Party.
4 In every case, the Administration concerned shall be
responsible to ensure the completeness and efficiency of the
survey and shall undertake to ensure the necessary arrangements
to satisfy this obligation.
5 The initial and renewal surveys should be harmonized with
the surveys required by other applicable statutory instruments of
the Organization.
Regulation 11 - Issuance and
endorsement of certificates
1 An International Certificate on Inventory of Hazardous
Materials shall be issued either by the Administration or by any
person or organization authorized by it after successful
completion of an initial or renewal survey conducted in
accordance with regulation 10, to any ships to which regulation
10 applies, except for existing ships for which both an initial
survey and a final survey are conducted at the same time, taking
into account the guidelines developed by the Organization.
2 The International Certificate on Inventory of Hazardous
Materials issued under paragraph 1, at the request of the
shipowner, shall be endorsed either by the Administration or by
any person or organization authorized by it after successful
completion of an additional survey conducted in accordance with
regulation 10.
3 Notwithstanding regulation 14.2 and the requirements of
regulation 10.1.2, when the renewal survey is completed within
three months before the expiry date of the existing certificate,
the new certificate shall be valid from the date of completion of
the renewal survey to a date not exceeding five years from the
date of expiry of the existing certificate.
4 When the renewal survey is completed after the expiry date
of the existing certificate, the new certificate shall be valid
from the date of completion of the renewal survey to a date not
exceeding five years from the date of expiry of the existing
certificate.
5 When the renewal survey is completed more than three months
before the expiry date of the existing certificate, the new
certificate shall be valid from the date of completion of the
renewal survey to a date not exceeding five years from the date
of completion of the renewal survey.
6 If a certificate is issued for a period of less than five
years, the Administration may extend the validity of the
certificate beyond the expiry date to the maximum period
specified in regulation 10.1.2.
7 If a renewal survey has been completed and a new certificate
cannot be issued or placed on board the ship before the expiry
date of the existing certificate, the person or organization
authorized by the Administration may endorse the existing
certificate and such a certificate shall be accepted as valid for
a further period which shall not exceed five months from the
expiry date.
8 If a ship at the time when a certificate expires is not in a
port in which it is to be surveyed, the Administration may extend
the period of validity of the certificate but this extension
shall be granted only for the purpose of allowing the ship to
complete its voyage to the port in which it is to be surveyed and
then only in cases where it appears proper and reasonable to do
so. No certificate shall be extended for a period longer than
three months, and a ship to which an extension is granted shall
not, on its arrival in the port in which it is to be surveyed, be
entitled by virtue of such extension to leave that port without
having a new certificate. When the renewal survey is completed,
the new certificate shall be valid to a date not exceeding five
years from the date of expiry of the existing certificate before
the extension was granted.
9 A certificate issued to a ship engaged on short voyages
which has not been extended under the foregoing provisions of
this regulation may be extended by the Administration for a
period of grace of up to one month from the date of expiry stated
on it. When the renewal survey is completed, the new certificate
shall be valid to a date not exceeding five years from the date
of expiry of the existing certificate before the extension was
granted.
10 In special circumstances, as determined by the
Administration, a new certificate need not be dated from the date
of expiry of the existing certificate as required by paragraph 4,
8 or 9 of this regulation. In these special circumstances, the
new certificate shall be valid to a date not exceeding five years
from the date of completion of the renewal survey.
11 An International Ready for Recycling Certificate shall be
issued either by the Administration or by any person or
organization authorized by it, after successful completion of a
final survey in accordance with the provisions of regulation 10,
to any ships to which regulation 10 applies, taking into account
the authorization of the Ship Recycling Facility and the
guidelines developed by the Organization.
12 A certificate issued under the authority of a Party shall
be accepted by the other Parties and regarded for all purposes
covered by this Convention as having the same validity as a
certificate issued by them. Certificates shall be issued or
endorsed either by the Administration or by any person or
organization duly authorized by it. In every case, the
Administration assumes full responsibility for the
certificate.
Regulation 12 - Issuance or
endorsement of a certificate by another Party
1 At the request of the Administration, another Party may
cause a ship to be surveyed and, if satisfied that the provisions
of this Convention are complied with, shall issue or authorize
the issuance of a certificate to the ship, and where appropriate,
endorse or authorize the endorsement of that certificate on the
ship, in accordance with this Annex.
2 A copy of the certificate and a copy of the survey report
shall be transmitted as soon as possible to the requesting
Administration.
3 A certificate so issued shall contain a statement to the
effect that it has been issued at the request of the
Administration and it shall have the same force and receive the
same recognition as a certificate issued by the
Administration.
4 No certificate shall be issued to a ship entitled to fly the
flag of a State which is not a Party.
Regulation 13 - Form of the
certificates
The certificates shall be drawn up in an official language of
the issuing Party, in the form set forth in Appendices 3 and 4.
If the language used is not English, French or Spanish, the text
shall include a translation into one of these languages. The
Administration may, however, issue the International Certificate
on Inventory of Hazardous Materials drawn up only in an official
language of the issuing Party to ships not engaged in voyages to
ports or offshore terminals under the jurisdiction of other
Parties to this Convention and the International Ready for
Recycling Certificate drawn up only in an official language of
the issuing Party to ships recycled in Ship Recycling Facilities
under the jurisdiction of the issuing Party.
Regulation 14 - Duration and
validity …
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