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Saeima ir pieņēmusi un Valsts
prezidents izsludina šādu likumu:
Par Minamatas
konvenciju par dzīvsudrabu
1. pants. 2013. gada 10. oktobra
Minamatas konvencija par dzīvsudrabu (turpmāk - Konvencija) ar šo
likumu tiek pieņemta un apstiprināta.
2. pants. Konvencijā paredzēto saistību
izpildi koordinē Vides aizsardzības un reģionālās attīstības
ministrija.
3. pants. Konvencija stājas spēkā tās
31. pantā noteiktajā laikā un kārtībā, un Ārlietu ministrija
par to paziņo oficiālajā izdevumā "Latvijas
Vēstnesis".
4. pants. Likums stājas spēkā nākamajā dienā pēc
tā izsludināšanas. Līdz ar likumu izsludināma Konvencija angļu
valodā un tās tulkojums latviešu valodā.
Likums Saeimā pieņemts 2017. gada 25. maijā.
Valsts prezidents
R. Vējonis
Rīgā 2017. gada 4. jūnijā
Minamata
Convention on Mercury
The Parties to this Convention,
Recognizing that mercury is a chemical of global
concern owing to its long-range atmospheric transport, its
persistence in the environment once anthropogenically introduced,
its ability to bioaccumulate in ecosystems and its significant
negative effects on human health and the environment,
Recalling decision 25/5 of 20 February 2009 of the
Governing Council of the United Nations Environment Programme to
initiate international action to manage mercury in an efficient,
effective and coherent manner,
Recalling paragraph 221 of the outcome document of the
United Nations Conference on Sustainable Development "The
future we want", which called for a successful outcome of
the negotiations on a global legally binding instrument on
mercury to address the risks to human health and the
environment,
Recalling the United Nations Conference on Sustainable
Development's reaffirmation of the principles of the Rio
Declaration on Environment and Development, including, inter
alia, common but differentiated responsibilities, and
acknowledging States' respective circumstances and capabilities
and the need for global action,
Aware of the health concerns, especially in developing
countries, resulting from exposure to mercury of vulnerable
populations, especially women, children, and, through them,
future generations,
Noting the particular vulnerabilities of Arctic
ecosystems and indigenous communities because of the
biomagnification of mercury and contamination of traditional
foods, and concerned about indigenous communities more generally
with respect to the effects of mercury,
Recognizing the substantial lessons of Minamata
disease, in particular the serious health and environmental
effects resulting from the mercury pollution, and the need to
ensure proper management of mercury and the prevention of such
events in the future,
Stressing the importance of financial, technical,
technological, and capacity-building support, particularly for
developing countries, and countries with economies in transition,
in order to strengthen national capabilities for the management
of mercury and to promote the effective implementation of the
Convention,
Recognizing also the activities of the World Health
Organization in the protection of human health related to mercury
and the roles of relevant multilateral environmental agreements,
especially the Basel Convention on the Control of Transboundary
Movements of Hazardous Wastes and Their Disposal and the
Rotterdam Convention on the Prior Informed Consent Procedure for
Certain Hazardous Chemicals and Pesticides in International
Trade,
Recognizing that this Convention and other
international agreements in the field of the environment and
trade are mutually supportive,
Emphasizing that nothing in this Convention is intended
to affect the rights and obligations of any Party deriving from
any existing international agreement,
Understanding that the above recital is not intended to
create a hierarchy between this Convention and other
international instruments,
Noting that nothing in this Convention prevents a Party
from taking additional domestic measures consistent with the
provisions of this Convention in an effort to protect human
health and the environment from exposure to mercury in accordance
with that Party's other obligations under applicable
international law,
Have agreed as follows:
Article 1
Objective
The objective of this Convention is to protect the human
health and the environment from anthropogenic emissions and
releases of mercury and mercury compounds.
Article 2
Definitions
For the purposes of this Convention:
(a) "Artisanal and small-scale gold mining" means
gold mining conducted by individual miners or small enterprises
with limited capital investment and production;
(b) "Best available techniques" means those
techniques that are the most effective to prevent and, where that
is not practicable, to reduce emissions and releases of mercury
to air, water and land and the impact of such emissions and
releases on the environment as a whole, taking into account
economic and technical considerations for a given Party or a
given facility within the territory of that Party. In this
context:
(i) "Best" means most effective in achieving a high
general level of protection of the environment as a whole;
(ii) "Available" techniques means, in respect of a
given Party and a given facility within the territory of that
Party, those techniques developed on a scale that allows
implementation in a relevant industrial sector under economically
and technically viable conditions, taking into consideration the
costs and benefits, whether or not those techniques are used or
developed within the territory of that Party, provided that they
are accessible to the operator of the facility as determined by
that Party; and
(iii) "Techniques" means technologies used,
operational practices and the ways in which installations are
designed, built, maintained, operated and decommissioned;
(c) "Best environmental practices" means the
application of the most appropriate combination of environmental
control measures and strategies;
(d) "Mercury" means elemental mercury (Hg(0), CAS
No. 7439-97-6);
(e) "Mercury compound" means any substance
consisting of atoms of mercury and one or more atoms of other
chemical elements that can be separated into different components
only by chemical reactions;
(f) "Mercury-added product" means a product or
product component that contains mercury or a mercury compound
that was intentionally added;
(g) "Party" means a State or regional economic
integration organization that has consented to be bound by this
Convention and for which the Convention is in force;
(h) "Parties present and voting" means Parties
present and casting an affirmative or negative vote at a meeting
of the Parties;
(i) "Primary mercury mining" means mining in which
the principal material sought is mercury;
(j) "Regional economic integration organization"
means an organization constituted by sovereign States of a given
region to which its member States have transferred competence in
respect of matters governed by this Convention and which has been
duly authorized, in accordance with its internal procedures, to
sign, ratify, accept, approve or accede to this Convention;
and
(k) "Use allowed" means any use by a Party of
mercury or mercury compounds consistent with this Convention,
including, but not limited to, uses consistent with Articles 3,
4, 5, 6 and 7.
Article 3
Mercury supply sources and trade
1. For the purposes of this Article:
(a) References to "mercury" include mixtures of
mercury with other substances, including alloys of mercury, with
a mercury concentration of at least 95 per cent by weight;
and
(b) "Mercury compounds" means mercury (I) chloride
(known also as calomel), mercury (II) oxide, mercury (II)
sulphate, mercury (II) nitrate, cinnabar and mercury
sulphide.
2. The provisions of this Article shall not apply to:
(a) Quantities of mercury or mercury compounds to be used for
laboratory-scale research or as a reference standard; or
(b) Naturally occurring trace quantities of mercury or mercury
compounds present in such products as non-mercury metals, ores,
or mineral products, including coal, or products derived from
these materials, and unintentional trace quantities in chemical
products; or
(c) Mercury-added products.
3. Each Party shall not allow primary mercury mining that was
not being conducted within its territory at the date of entry
into force of the Convention for it.
4. Each Party shall only allow primary mercury mining that was
being conducted within its territory at the date of entry into
force of the Convention for it for a period of up to fifteen
years after that date. During this period, mercury from such
mining shall only be used in manufacturing of mercury-added
products in accordance with Article 4, in manufacturing processes
in accordance with Article 5, or be disposed in accordance with
Article 11, using operations which do not lead to recovery,
recycling, reclamation, direct re-use or alternative uses.
5. Each Party shall:
(a) Endeavour to identify individual stocks of mercury or
mercury compounds exceeding 50 metric tons, as well as sources of
mercury supply generating stocks exceeding 10 metric tons per
year, that are located within its territory;
(b) Take measures to ensure that, where the Party determines
that excess mercury from the decommissioning of chlor-alkali
facilities is available, such mercury is disposed of in
accordance with the guidelines for environmentally sound
management referred to in paragraph 3 (a) of Article 11, using
operations that do not lead to recovery, recycling, reclamation,
direct re-use or alternative uses.
6. Each Party shall not allow the export of mercury
except:
(a) To a Party that has provided the exporting Party with its
written consent, and only for the purpose of:
(i) A use allowed to the importing Party under this
Convention; or
(ii) Environmentally sound interim storage as set out in
Article 10; or
(b) To a non-Party that has provided the exporting Party with
its written consent, including certification demonstrating
that:
(i) The non-Party has measures in place to ensure the
protection of human health and the environment and to ensure its
compliance with the provisions of Articles 10 and 11; and
(ii) Such mercury will be used only for a use allowed to a
Party under this Convention or for environmentally sound interim
storage as set out in Article 10.
7. An exporting Party may rely on a general notification to
the Secretariat by the importing Party or non-Party as the
written consent required by paragraph 6. Such general
notification shall set out any terms and conditions under which
the importing Party or non-Party provides its consent. The
notification may be revoked at any time by that Party or
non-Party. The Secretariat shall keep a public register of all
such notifications.
8. Each Party shall not allow the import of mercury from a
non-Party to whom it will provide its written consent unless the
non-Party has provided certification that the mercury is not from
sources identified as not allowed under paragraph 3 or paragraph
5 (b).
9. A Party that submits a general notification of consent
under paragraph 7 may decide not to apply paragraph 8, provided
that it maintains comprehensive restrictions on the export of
mercury and has domestic measures in place to ensure that
imported mercury is managed in an environmentally sound manner.
The Party shall provide a notification of such decision to the
Secretariat, including information describing its export
restrictions and domestic regulatory measures, as well as
information on the quantities and countries of origin of mercury
imported from non-Parties. The Secretariat shall maintain a
public register of all such notifications. The Implementation and
Compliance Committee shall review and evaluate any such
notifications and supporting information in accordance with
Article 15 and may make recommendations, as appropriate, to the
Conference of the Parties.
10. The procedure set out in paragraph 9 shall be available
until the conclusion of the second meeting of the Conference of
the Parties. After that time, it shall cease to be available,
unless the Conference of the Parties decides otherwise by simple
majority of the Parties present and voting, except with respect
to a Party that has provided a notification under paragraph 9
before the end of the second meeting of the Conference of the
Parties.
11. Each Party shall include in its reports submitted pursuant
to Article 21 information showing that the requirements of this
Article have been met.
12. The Conference of the Parties shall at its first meeting
provide further guidance in regard to this Article, particularly
in regard to paragraphs 5 (a), 6 and 8, and shall develop and
adopt the required content of the certification referred to in
paragraphs 6 (b) and 8.
13. The Conference of the Parties shall evaluate whether the
trade in specific mercury compounds compromises the objective of
this Convention and consider whether specific mercury compounds
should, by their listing in an additional annex adopted in
accordance with Article 27, be made subject to paragraphs 6 and
8.
Article 4
Mercury-added products
1. Each Party shall not allow, by taking appropriate measures,
the manufacture, import or export of mercury-added products
listed in Part I of Annex A after the phase-out date specified
for those products, except where an exclusion is specified in
Annex A or the Party has a registered exemption pursuant to
Article 6.
2. A Party may, as an alternative to paragraph 1, indicate at
the time of ratification or upon entry into force of an amendment
to Annex A for it, that it will implement different measures or
strategies to address products listed in Part I of Annex A. A
Party may only choose this alternative if it can demonstrate that
it has already reduced to a de minimis level the manufacture,
import, and export of the large majority of the products listed
in Part I of Annex A and that it has implemented measures or
strategies to reduce the use of mercury in additional products
not listed in Part I of Annex A at the time it notifies the
Secretariat of its decision to use this alternative. In addition,
a Party choosing this alternative shall:
(a) Report at the first opportunity to the Conference of the
Parties a description of the measures or strategies implemented,
including a quantification of the reductions achieved;
(b) Implement measures or strategies to reduce the use of
mercury in any products listed in Part I of Annex A for which a
de minimis value has not yet been obtained;
(c) Consider additional measures to achieve further
reductions; and
(d) Not be eligible to claim exemptions pursuant to Article 6
for any product category for which this alternative is
chosen.
No later than five years after the date of entry into force of
the Convention, the Conference of the Parties shall, as part of
the review process under paragraph 8, review the progress and the
effectiveness of the measures taken under this paragraph.
3. Each Party shall take measures for the mercury-added
products listed in Part II of Annex A in accordance with the
provisions set out therein.
4. The Secretariat shall, on the basis of information provided
by Parties, collect and maintain information on mercury-added
products and their alternatives, and shall make such information
publicly available. The Secretariat shall also make publicly
available any other relevant information submitted by
Parties.
5. Each Party shall take measures to prevent the incorporation
into assembled products of mercury-added products the
manufacture, import and export of which are not allowed for it
under this Article.
6. Each Party shall discourage the manufacture and the
distribution in commerce of mercury-added products not covered by
any known use of mercury-added products prior to the date of
entry into force of the Convention for it, unless an assessment
of the risks and benefits of the product demonstrates
environmental or human health benefits. A Party shall provide to
the Secretariat, as appropriate, information on any such product,
including any information on the environmental and human health
risks and benefits of the product. The Secretariat shall make
such information publicly available.
7. Any Party may submit a proposal to the Secretariat for
listing a mercury-added product in Annex A, which shall include
information related to the availability, technical and economic
feasibility and environmental and health risks and benefits of
the non-mercury alternatives to the product, taking into account
information pursuant to paragraph 4.
8. No later than five years after the date of entry into force
of the Convention, the Conference of the Parties shall review
Annex A and may consider amendments to that Annex in accordance
with Article 27.
9. In reviewing Annex A pursuant to paragraph 8, the
Conference of the Parties shall take into account at least:
(a) Any proposal submitted under paragraph 7;
(b) The information made available pursuant to paragraph 4;
and
(c) The availability to the Parties of mercury-free
alternatives that are technically and economically feasible,
taking into account the environmental and human health risks and
benefits.
Article 5
Manufacturing processes in which mercury or mercury compounds are
used
1. For the purposes of this Article and Annex B, manufacturing
processes in which mercury or mercury compounds are used shall
not include processes using mercury-added products, processes for
manufacturing mercury-added products or processes that process
mercury-containing waste.
2. Each Party shall not allow, by taking appropriate measures,
the use of mercury or mercury compounds in the manufacturing
processes listed in Part I of Annex B after the phase-out date
specified in that Annex for the individual processes, except
where the Party has a registered exemption pursuant to Article
6.
3. Each Party shall take measures to restrict the use of
mercury or mercury compounds in the processes listed in Part II
of Annex B in accordance with the provisions set out therein.
4. The Secretariat shall, on the basis of information provided
by Parties, collect and maintain information on processes that
use mercury or mercury compounds and their alternatives, and
shall make such information publicly available. Other relevant
information may also be submitted by Parties and shall be made
publicly available by the Secretariat.
5. Each Party with one or more facilities that use mercury or
mercury compounds in the manufacturing processes listed in Annex
B shall:
(a) Take measures to address emissions and releases of mercury
or mercury compounds from those facilities;
(b) Include in its reports submitted pursuant to Article 21
information on the measures taken pursuant to this paragraph;
and
(c) Endeavour to identify facilities within its territory that
use mercury or mercury compounds for processes listed in Annex B
and submit to the Secretariat, no later than three years after
the date of entry into force of the Convention for it,
information on the number and types of such facilities and the
estimated annual amount of mercury or mercury compounds used in
those facilities. The Secretariat shall make such information
publicly available.
6. Each Party shall not allow the use of mercury or mercury
compounds in a facility that did not exist prior to the date of
entry into force of the Convention for it using the manufacturing
processes listed in Annex B. No exemptions shall apply to such
facilities.
7. Each Party shall discourage the development of any facility
using any other manufacturing process in which mercury or mercury
compounds are intentionally used that did not exist prior to the
date of entry into force of the Convention, except where the
Party can demonstrate to the satisfaction of the Conference of
the Parties that the manufacturing process provides significant
environmental and health benefits and that there are no
technically and economically feasible mercury-free alternatives
available providing such benefits.
8. Parties are encouraged to exchange information on relevant
new technological developments, economically and technically
feasible mercury-free alternatives, and possible measures and
techniques to reduce and where feasible to eliminate the use of
mercury and mercury compounds in, and emissions and releases of
mercury and mercury compounds from, the manufacturing processes
listed in Annex B.
9. Any Party may submit a proposal to amend Annex B in order
to list a manufacturing process in which mercury or mercury
compounds are used. It shall include information related to the
availability, technical and economic feasibility and
environmental and health risks and benefits of the non-mercury
alternatives to the process.
10. No later than five years after the date of entry into
force of the Convention, the Conference of the Parties shall
review Annex B and may consider amendments to that Annex in
accordance with Article 27.
11. In any review of Annex B pursuant to paragraph 10, the
Conference of the Parties shall take into account at least:
(a) Any proposal submitted under paragraph 9;
(b) The information made available under paragraph 4; and
(c) The availability for the Parties of mercury-free
alternatives which are technically and economically feasible
taking into account the environmental and health risks and
benefits.
Article 6
Exemptions available to a Party upon request
1. Any State or regional economic integration organization may
register for one or more exemptions from the phase-out dates
listed in Annex A and Annex B, hereafter referred to as an
"exemption", by notifying the Secretariat in
writing:
(a) On becoming a Party to this Convention; or
(b) In the case of any mercury-added product that is added by
an amendment to Annex A or any manufacturing process in which
mercury is used that is added by an amendment to Annex B, no
later than the date upon which the applicable amendment enters
into force for the Party.
Any such registration shall be accompanied by a statement
explaining the Party's need for the exemption.
2. An exemption can be registered either for a category listed
in Annex A or B or for a sub-category identified by any State or
regional economic integration organization.
3. Each Party that has one or more exemptions shall be
identified in a register. The Secretariat shall establish and
maintain the register and make it available to the public.
4. The register shall include:
(a) A list of the Parties that have one or more
exemptions;
(b) The exemption or exemptions registered for each Party;
and
(c) The expiration date of each exemption.
5. Unless a shorter period is indicated in the register by a
Party, all exemptions pursuant to paragraph 1 shall expire five
years after the relevant phase-out date listed in Annex A or
B.
6. The Conference of the Parties may, at the request of a
Party, decide to extend an exemption for five years unless the
Party requests a shorter period. In making its decision, the
Conference of the Parties shall take due account of:
(a) A report from the Party justifying the need to extend the
exemption and outlining activities undertaken and planned to
eliminate the need for the exemption as soon as feasible;
(b) Available information, including in respect of the
availability of alternative products and processes that are free
of mercury or that involve the consumption of less mercury than
the exempt use; and
(c) Activities planned or under way to provide environmentally
sound storage of mercury and disposal of mercury wastes.
An exemption may only be extended once per product per
phase-out date.
7. A Party may at any time withdraw an exemption upon written
notification to the Secretariat. The withdrawal of an exemption
shall take effect on the date specified in the notification.
8. Notwithstanding paragraph 1, no State or regional economic
integration organization may register for an exemption after five
years after the phase-out date for the relevant product or
process listed in Annex A or B, unless one or more Parties remain
registered for an exemption for that product or process, having
received an extension pursuant to paragraph 6. In that case, a
State or regional economic integration organization may, at the
times set out in paragraphs 1 (a) and (b), register for an
exemption for that product or process, which shall expire ten
years after the relevant phase-out date.
9. No Party may have an exemption in effect at any time after
10 years after the phase-out date for a product or process listed
in Annex A or B.
Article 7
Artisanal and small-scale gold mining
1. The measures in this Article and in Annex C shall apply to
artisanal and small-scale gold mining and processing in which
mercury amalgamation is used to extract gold from ore.
2. Each Party that has artisanal and small-scale gold mining
and processing subject to this Article within its territory shall
take steps to reduce, and where feasible eliminate, the use of
mercury and mercury compounds in, and the emissions and releases
to the environment of mercury from, such mining and
processing.
3. Each Party shall notify the Secretariat if at any time the
Party determines that artisanal and small-scale gold mining and
processing in its territory is more than insignificant. If it so
determines the Party shall:
(a) Develop and implement a national action plan in accordance
with Annex C;
(b) Submit its national action plan to the Secretariat no
later than three years after entry into force of the Convention
for it or three years after the notification to the Secretariat,
whichever is later; and
(c) Thereafter, provide a review every three years of the
progress made in meeting its obligations under this Article and
include such reviews in its reports submitted pursuant to Article
21.
4. Parties may cooperate with each other and with relevant
intergovernmental organizations and other entities, as
appropriate, to achieve the objectives of this Article. Such
cooperation may include:
(a) Development of strategies to prevent the diversion of
mercury or mercury compounds for use in artisanal and small-scale
gold mining and processing;
(b) Education, outreach and capacity-building initiatives;
(c) Promotion of research into sustainable non-mercury
alternative practices;
(d) Provision of technical and financial assistance;
(e) Partnerships to assist in the implementation of their
commitments under this Article;
and
(f) Use of existing information exchange mechanisms to promote
knowledge, best environmental practices and alternative
technologies that are environmentally, technically, socially and
economically viable.
Article 8
Emissions
1. This Article concerns controlling and, where feasible,
reducing emissions of mercury and mercury compounds, often
expressed as "total mercury", to the atmosphere through
measures to control emissions from the point sources falling
within the source categories listed in Annex D.
2. For the purposes of this Article:
(a) "Emissions" means emissions of mercury or
mercury compounds to the atmosphere;
(b) "Relevant source" means a source falling within
one of the source categories listed in Annex D. A Party may, if
it chooses, establish criteria to identify the sources covered
within a source category listed in Annex D so long as those
criteria for any category include at least 75 per cent of the
emissions from that category;
(c) "New source" means any relevant source within a
category listed in Annex D, the construction or substantial
modification of which is commenced at least one year after the
date of:
(i) Entry into force of this Convention for the Party
concerned; or
(ii) Entry into force for the Party concerned of an amendment
to Annex D where the source becomes subject to the provisions of
this Convention only by virtue of that amendment;
(d) "Substantial modification" means modification of
a relevant source that results in a significant increase in
emissions, excluding any change in emissions resulting from
by-product recovery. It shall be a matter for the Party to decide
whether a modification is substantial or not;
(e) "Existing source" means any relevant source that
is not a new source;
(f) "Emission limit value" means a limit on the
concentration, mass or emission rate of mercury or mercury
compounds, often expressed as "total mercury", emitted
from a point source.
3. A Party with relevant sources shall take measures to
control emissions and may prepare a national plan setting out the
measures to be taken to control emissions and its expected
targets, goals and outcomes. Any plan shall be submitted to the
Conference of the Parties within four years of the date of entry
into force of the Convention for that Party. If a Party develops
an implementation plan in accordance with Article 20, the Party
may include in it the plan prepared pursuant to this
paragraph.
4. For its new sources, each Party shall require the use of
best available techniques and best environmental practices to
control and, where feasible, reduce emissions, as soon as
practicable but no later than five years after the date of entry
into force of the Convention for that Party. A Party may use
emission limit values that are consistent with the application of
best available techniques.
5. For its existing sources, each Party shall include in any
national plan, and shall implement, one or more of the following
measures, taking into account its national circumstances, and the
economic and technical feasibility and affordability of the
measures, as soon as practicable but no more than ten years after
the date of entry into force of the Convention for it:
(a) A quantified goal for controlling and, where feasible,
reducing emissions from relevant sources;
(b) Emission limit values for controlling and, where feasible,
reducing emissions from relevant sources;
(c) The use of best available techniques and best
environmental practices to control emissions from relevant
sources;
(d) A multi-pollutant control strategy that would deliver
co-benefits for control of mercury emissions;
(e) Alternative measures to reduce emissions from relevant
sources.
6. Parties may apply the same measures to all relevant
existing sources or may adopt different measures in respect of
different source categories. The objective shall be for those
measures applied by a Party to achieve reasonable progress in
reducing emissions over time.
7. Each Party shall establish, as soon as practicable and no
later than five years after the date of entry into force of the
Convention for it, and maintain thereafter, an inventory of
emissions from relevant sources.
8. The Conference of the Parties shall, at its first meeting,
adopt guidance on:
(a) Best available techniques and on best environmental
practices, taking into account any difference between new and
existing sources and the need to minimize cross-media effects;
and
(b) Support for Parties in implementing the measures set out
in paragraph 5, in particular in determining goals and in setting
emission limit values.
9. The Conference of the Parties shall, as soon as
practicable, adopt guidance on:
(a) Criteria that Parties may develop pursuant to paragraph 2
(b);
(b) The methodology for preparing inventories of
emissions.
10. The Conference of the Parties shall keep under review, and
update as appropriate, the guidance developed pursuant to
paragraphs 8 and 9. Parties shall take the guidance into account
in implementing the relevant provisions of this Article.
11. Each Party shall include information on its implementation
of this Article in its reports submitted pursuant to Article 21,
in particular information concerning the measures it has taken in
accordance with paragraphs 4 to 7 and the effectiveness of the
measures.
Article 9
Releases
1. This Article concerns controlling and, where feasible,
reducing releases of mercury and mercury compounds, often
expressed as "total mercury", to land and water from
the relevant point sources not addressed in other provisions of
this Convention.
2. For the purposes of this Article:
(a) "Releases" means releases of mercury or mercury
compounds to land or water;
(b) "Relevant source" means any significant
anthropogenic point source of release as identified by a Party
that is not addressed in other provisions of this Convention;
(c) "New source" means any relevant source, the
construction or substantial modification of which is commenced at
least one year after the date of entry into force of this
Convention for the Party concerned;
(d) "Substantial modification" means modification of
a relevant source that results in a significant increase in
releases, excluding any change in releases resulting from
by-product recovery. It shall be a matter for the Party to decide
whether a modification is substantial or not;
(e) "Existing source" means any relevant source that
is not a new source;
(f) "Release limit value" means a limit on the
concentration or mass of mercury or mercury compounds, often
expressed as "total mercury", released from a point
source.
3. Each Party shall, no later than three years after the date
of entry into force of the Convention for it and on a regular
basis thereafter, identify the relevant point source
categories.
4. A Party with relevant sources shall take measures to
control releases and may prepare a national plan setting out the
measures to be taken to control releases and its expected
targets, goals and outcomes. Any plan shall be submitted to the
Conference of the Parties within four years of the date of entry
into force of the Convention for that Party. If a Party develops
an implementation plan in accordance with Article 20, the Party
may include in it the plan prepared pursuant to this
paragraph.
5. The measures shall include one or more of the following, as
appropriate:
(a) Release limit values to control and, where feasible,
reduce releases from relevant sources;
(b) The use of best available techniques and best
environmental practices to control releases from relevant
sources;
(c) A multi-pollutant control strategy that would deliver
co-benefits for control of mercury releases;
(d) Alternative measures to reduce releases from relevant
sources.
6. Each Party shall establish, as soon as practicable and no
later than five years after the date of entry into force of the
Convention for it, and maintain thereafter, an inventory of
releases from relevant sources.
7. The Conference of the Parties shall, as soon as
practicable, adopt guidance on:
(a) Best available techniques and on best environmental
practices, taking into account any difference between new and
existing sources and the need to minimize cross-media
effects;
(b) The methodology for preparing inventories of releases.
8. Each Party shall include information on its implementation
of this Article in its reports submitted pursuant to Article 21,
in particular information concerning the measures it has taken in
accordance with paragraphs 3 to 6 and the effectiveness of the
measures.
Article 10
Environmentally sound interim storage of mercury, other than
waste mercury
1. This Article shall apply to the interim storage of mercury
and mercury compounds as defined in Article 3 that do not fall
within the meaning of the definition of mercury wastes set out in
Article 11.
2. Each Party shall take measures to ensure that the interim
storage of such mercury and mercury compounds intended for a use
allowed to a Party under this Convention is undertaken in an
environmentally sound manner, taking into account any guidelines,
and in accordance with any requirements, adopted pursuant to
paragraph 3.
3. The Conference of the Parties shall adopt guidelines on the
environmentally sound interim storage of such mercury and mercury
compounds, taking into account any relevant guidelines developed
under the Basel Convention on the Control of Transboundary
Movements of Hazardous Wastes and Their Disposal and other
relevant guidance. The Conference of the Parties may adopt
requirements for interim storage in an additional annex to this
Convention in accordance with Article 27.
4. Parties shall cooperate, as appropriate, with each other
and with relevant intergovernmental organizations and other
entities, to enhance capacity-building for the environmentally
sound interim storage of such mercury and mercury compounds.
Article 11
Mercury wastes
1. The relevant definitions of the Basel Convention on the
Control of Transboundary Movements of Hazardous Wastes and Their
Disposal shall apply to wastes covered under this Convention for
Parties to the Basel Convention. Parties to this Convention that
are not Parties to the Basel Convention shall use those
definitions as guidance as applied to wastes covered under this
Convention.
2. For the purposes of this Convention, mercury wastes means
substances or objects:
(a) Consisting of mercury or mercury compounds;
(b) Containing mercury or mercury compounds; or
(c) Contaminated with mercury or mercury compounds,
in a quantity above the relevant thresholds defined by the
Conference of the Parties, in collaboration with the relevant
bodies of the Basel Convention in a harmonized manner, that are
disposed of or are intended to be disposed of or are required to
be disposed of by the provisions of national law or this
Convention. This definition excludes overburden, waste rock and
tailings from mining, except from primary mercury mining, unless
they contain mercury or mercury compounds above thresholds
defined by the Conference of the Parties.
3. Each Party shall take appropriate measures so that mercury
waste is:
(a) Managed in an environmentally sound manner, taking into
account the guidelines developed under the Basel Convention and
in accordance with requirements that the Conference of the
Parties shall adopt in an additional annex in accordance with
Article 27. In developing requirements, the Conference of the
Parties shall take into account Parties' waste management
regulations and programmes;
(b) Only recovered, recycled, reclaimed or directly re-used
for a use allowed to a Party under this Convention or for
environmentally sound disposal pursuant to paragraph 3 (a);
(c) For Parties to the Basel Convention, not transported
across international boundaries except for the purpose of
environmentally sound disposal in conformity with this Article
and with that Convention. In circumstances where the Basel
Convention does not apply to transport across international
boundaries, a Party shall allow such transport only after taking
into account relevant international rules, standards, and
guidelines.
4. The Conference of the Parties shall seek to cooperate
closely with the relevant bodies of the Basel Convention in the
review and update, as appropriate, of the guidelines referred to
in paragraph 3 (a).
5. Parties are encouraged to cooperate with each other and
with relevant intergovernmental organizations and other entities,
as appropriate, to develop and maintain global, regional and
national capacity for the management of mercury wastes in an
environmentally sound manner.
Article 12
Contaminated sites
1. Each Party shall endeavour to develop appropriate
strategies for identifying and assessing sites contaminated by
mercury or mercury compounds.
2. Any actions to reduce the risks posed by such sites shall
be performed in an environmentally sound manner incorporating,
where appropriate, an assessment of the risks to human health and
the environment from the mercury or mercury compounds they
contain.
3. The Conference of the Parties shall adopt guidance on
managing contaminated sites that may include methods and
approaches for:
(a) Site identification and characterization;
(b) Engaging the public;
(c) Human health and environmental risk assessments;
(d) Options for managing the risks posed by contaminated
sites;
(e) Evaluation of benefits and costs; and
(f) Validation of outcomes.
4. Parties are encouraged to cooperate in developing
strategies and implementing activities for identifying,
assessing, prioritizing, managing and, as appropriate,
remediating contaminated sites.
Article 13
Financial resources and mechanism
1. Each Party undertakes to provide, within its capabilities,
resources in respect of those national activities that are
intended to implement this Convention, in accordance with its
national policies, priorities, plans and programmes. Such
resources may include domestic funding through relevant policies,
development strategies and national budgets, and bilateral and
multilateral funding, as well as private sector involvement.
2. The overall effectiveness of implementation of this
Convention by developing country Parties will be related to the
effective implementation of this Article.
3. Multilateral, regional and bilateral sources of financial
and technical assistance, as well as capacity- building and
technology transfer, are encouraged, on an urgent basis, to
enhance and increase their activities on mercury in support of
developing country Parties in the implementation of this
Convention relating to financial resources, technical assistance
and technology transfer.
4. The Parties, in their actions with regard to funding, shall
take full account of the specific needs and special circumstances
of Parties that are small island developing States or least
developed countries.
5. A Mechanism for the provision of adequate, predictable, and
timely financial resources is hereby defined. The Mechanism is to
support developing country Parties and Parties with economies in
transition in implementing their obligations under this
Convention.
6. The Mechanism shall include:
(a) The Global Environment Facility Trust Fund; and
(b) A specific international Programme to support
capacity-building and technical assistance.
7. The Global Environment Facility Trust Fund shall provide
new, predictable, adequate and timely financial resources to meet
costs in support of implementation of this Convention as agreed
by the Conference of the Parties. For the purposes of this
Convention, the Global Environment Facility Trust Fund shall be
operated under the guidance of and be accountable to the
Conference of the Parties. The Conference of the Parties shall
provide guidance on overall strategies, policies, programme
priorities and eligibility for access to and utilization of
financial resources. In addition, the Conference of the Parties
shall provide guidance on an indicative list of categories of
activities that could receive support from the Global Environment
Facility Trust Fund. The Global Environment Facility Trust Fund
shall provide resources to meet the agreed incremental costs of
global environmental benefits and the agreed full costs of some
enabling activities.
8. In providing resources for an activity, the Global
Environment Facility Trust Fund should take into account the
potential mercury reductions of a proposed activity relative to
its costs.
9. For the purposes of this Convention, the Programme referred
to in paragraph 6 (b) will be operated under the guidance of and
be accountable to the Conference of the Parties. The Conference
of the Parties shall, at its first meeting, decide on the hosting
institution for the Programme, which shall be an existing entity,
and provide guidance to it, including on its duration. All
Parties and other relevant stakeholders are invited to provide
financial resources to the Programme, on a voluntary basis.
10. The Conference of the Parties and the entities comprising
the Mechanism shall agree upon, at the first meeting of the
Conference of the Parties, arrangements to give effect to the
above paragraphs.
11. The Conference of the Parties shall review, no later than
at its third meeting, and thereafter on a regular basis, the
level of funding, the guidance provided by the Conference of the
Parties to the entities entrusted to operationalize the Mechanism
established under this Article and their effectiveness, and their
ability to address the changing needs of developing country
Parties and Parties with economies in transition. It shall, based
on such review, take appropriate action to improve the
effectiveness of the Mechanism.
12. All Parties, within their capabilities, are invited to
contribute to the Mechanism. The Mechanism shall encourage the
provision of resources from other sources, including the private
sector, and shall seek to leverage such resources for the
activities it supports.
Article 14
Capacity-building, technical assistance and technology
transfer
1. Parties shall cooperate to provide, within their respective
capabilities, timely and appropriate capacity-building and
technical assistance to developing country Parties, in particular
Parties that are least developed countries or small island
developing States, and Parties with economies in transition, to
assist them in implementing their obligations under this
Convention.
2. Capacity-building and technical assistance pursuant to
paragraph 1 and Article 13 may be delivered through regional,
subregional and national arrangements, including existing
regional and subregional centres, through other multilateral and
bilateral means, and through partnerships, including partnerships
involving the private sector. Cooperation and coordination with
other multilateral environmental agreements in the field of
chemicals and wastes should be sought to increase the
effectiveness of technical assistance and its delivery.
3. Developed country Parties and other Parties within their
capabilities shall promote and facilitate, supported by the
private sector and other relevant stakeholders as appropriate,
development, transfer and diffusion of, and access to, up-to-date
environmentally sound alternative technologies to developing
country Parties, in particular the least developed countries and
small island developing States, and Parties with economies in
transition, to strengthen their capacity to effectively implement
this Convention.
4. The Conference of the Parties shall, by its second meeting
and thereafter on a regular basis, and taking into account
submissions and reports from Parties including those as provided
for in Article 21 and information provided by other
stakeholders:
(a) Consider information on existing initiatives and progress
made in relation to alternative technologies;
(b) Consider the needs of Parties, particularly developing
country Parties, for alternative technologies; and
(c) Identify challenges experienced by Parties, particularly
developing country Parties, in technology transfer.
5. The Conference of the Parties shall make recommendations on
how capacity-building, technical assistance and technology
transfer could be further enhanced under this Article.
Article 15
Implementation and Compliance Committee
1. A mechanism, including a Committee as a subsidiary body of
the Conference of the Parties, is hereby established to promote
implementation of, and review compliance with, all provisions of
this Convention. The mechanism, including the Committee, shall be
facilitative in nature and shall pay particular attention to the
respective national capabilities and circumstances of
Parties.
2. The Committee shall promote implementation of, and review
compliance with, all provisions of this Convention. The Committee
shall examine both individual and systemic issues of
implementation and compliance and make recommendations, as
appropriate, to the Conference of the Parties.
3. The Committee shall consist of 15 members, nominated by
Parties and elected by the Conference of the Parties, with due
consideration to equitable geographical representation based on
the five regions of the United Nations; the first members shall
be elected at the first meeting of the Conference of the Parties
and thereafter in accordance with the rules of procedure approved
by the Conference of the Parties pursuant to paragraph 5; the
members of the Committee shall have competence in a field
relevant to this Convention and reflect an appropriate balance of
expertise.
4. The Committee may consider issues on the basis of:
(a) Written submissions from any Party with respect to its own
compliance;
(b) National reports in accordance with Article 21; and
(c) Requests from the Conference of the Parties.
5. The Committee shall elaborate its rules of procedure, which
shall be subject to approval by the second meeting of the
Conference of the Parties; the Conference of the Parties may
adopt further terms of reference for the Committee.
6. The Committee shall make every effort to adopt its
recommendations by consensus. If all efforts at consensus have
been exhausted and no consensus is reached, such recommendations
shall as a last resort be adopted by a three-fourths majority
vote of the members present and voting, based on a quorum of
two-thirds of the members.
Article 16
Health aspects
1. Parties are encouraged to:
(a) Promote the development and implementation of strategies
and programmes to identify and protect populations at risk,
particularly vulnerable populations, and which may include
adopting science-based health guidelines relating to the exposure
to mercury and mercury compounds, setting targets for mercury
exposure reduction, where appropriate, and public education, with
the participation of public health and other involved
sectors;
(b) Promote the development and implementation of
science-based educational and preventive programmes on
occupational exposure to mercury and mercury compounds;
(c) Promote appropriate health-care services for prevention,
treatment and care for populations affected by the exposure to
mercury or mercury compounds; and
(d) Establish and strengthen, as appropriate, the
institutional and health professional capacities for the
prevention, diagnosis, treatment and monitoring of health risks
related to the exposure to mercury and mercury compounds.
2. The Conference of the Parties, in considering
health-related issues or activities, should:
(a) Consult and collaborate with the World Health
Organization, the International Labour Organization and other
relevant intergovernmental organizations, as appropriate; and
(b) Promote cooperation and exchange of information with the
World Health Organization, the International Labour Organization
and other relevant intergovernmental organizations, as
appropriate.
Article 17
Information exchange
1. Each Party shall facilitate the exchange of:
(a) Scientific, technical, economic and legal information
concerning mercury and mercury compounds, including
toxicological, ecotoxicological and safety information;
(b) Information on the reduction or elimination of the
production, use, trade, emissions and releases of mercury and
mercury compounds;
(c) Information on technically and economically viable
alternatives to:
(i) Mercury-added products;
(ii) Manufacturing processes in which mercury or mercury
compounds are used; and
(iii) Activities and processes that emit or release mercury or
mercury compounds;
including information on the health and environmental risks
and economic and social costs and benefits of such alternatives;
and
(d) Epidemiological information concerning health impacts
associated with exposure to mercury and mercury compounds, in
close cooperation with the World Health Organization and other
relevant organizations, as appropriate.
2. Parties may exchange the information referred to in
paragraph 1 directly, through the Secretariat, or in cooperation
with other relevant organizations, including the secretariats of
chemicals and wastes conventions, as appropriate.
3. The Secretariat shall facilitate cooperation in the
exchange of information referred to in this Article, as well as
with relevant organizations, including the secretariats of
multilateral environmental agreements and other international
initiatives. In addition to information from Parties, this
information shall include information from intergovernmental and
non-governmental organizations with expertise in the area of
mercury, and from national and international institutions with
such expertise.
4. Each Party shall designate a national focal point for the
exchange of information under this Convention, including with
regard to the consent of importing Parties under Article 3.
5. For the purposes of this Convention, information on the
health and safety of humans and the environment shall not be
regarded as confidential. Parties that exchange other information
pursuant to this Convention shall protect any confidential
information as mutually agreed.
Article 18
Public information, awareness and education
1. Each Party shall, within its capabilities, promote and
facilitate:
(a) Provision to the public of available information on:
(i) The health and environmental effects of mercury and
mercury compounds;
(ii) Alternatives to mercury and mercury compounds;
(iii) The topics identified in paragraph 1 of Article 17;
(iv) The results of its research, development and monitoring
activities under Article 19; and
(v) Activities to meet its obligations under this
Convention;
(b) Education, training and public awareness related to the
effects of exposure to mercury and mercury compounds on human
health and the environment in collaboration with relevant
intergovernmental and non-governmental organizations and
vulnerable populations, as appropriate.
2. Each Party shall use existing mechanisms or give
consideration to the development of mechanisms, such as pollutant
release and transfer registers where applicable, for the
collection and dissemination of information on estimates of its
annual quantities of mercury and mercury compounds that are
emitted, released or disposed of through human activities.
Article 19
Research, development and monitoring
1. Parties shall endeavour to cooperate to develop and
improve, taking into account their respective circumstances and
capabilities:
(a) Inventories of use, consumption, and anthropogenic
emissions to air and releases to water and land of mercury and
mercury compounds;
(b) Modelling and geographically representative monitoring of
levels of mercury and mercury compounds in vulnerable populations
and in environmental media, including biotic media such as fish,
marine mammals, sea turtles and birds, as well as collaboration
in the collection and exchange of relevant and appropriate
samples;
(c) Assessments of the impact of mercury and mercury compounds
on human health and the environment, in addition to social,
economic and cultural impacts, particularly in respect of
vulnerable populations;
(d) Harmonized methodologies for the activities undertaken
under subparagraphs (a), (b) and (c);
(e) Information on the environmental cycle, transport
(including long-range transport and deposition), transformation
and fate of mercury and mercury compounds in a range of
ecosystems, taking appropriate account of the distinction between
anthropogenic and natural emissions and releases of mercury and
of remobilization of mercury from historic deposition;
(f) Information on commerce and trade in mercury and mercury
compounds and mercury-added products; and
(g) Information and research on the technical and economic
availability of mercury-free products and processes and on best
available techniques and best environmental practices to reduce
and monitor emissions and releases of mercury and mercury
compounds.
2. Parties should, where appropriate, build on existing
monitoring networks and research programmes in undertaking the
activities identified in paragraph 1.
Article 20
Implementation plans
1. Each Party may, following an initial assessment, develop
and execute an implementation plan, taking into account its
domestic circumstances, for meeting the obligations under this
Convention. Any such plan should be transmitted to the
Secretariat as soon as it has been developed.
2. Each Party may review and update its implementation plan,
taking into account its domestic circumstances and referring to
guidance from the Conference of the Parties and other relevant
guidance.
3. Parties should, in undertaking work in paragraphs 1 and 2,
consult national stakeholders to facilitate the development,
implementation, review and updating of their implementation
plans.
4. Parties may also coordinate on regional plans to facilitate
implementation of this Convention.
Article 21
Reporting
1. Each Party shall report to the Conference of the Parties,
through the Secretariat, on the measures it has taken to
implement the provisions of this Convention and on the
effectiveness of such measures and the possible challenges in
meeting the objectives of the Convention.
2. Each Party shall include in its reporting the information
as called for in Articles 3, 5, 7, 8 and 9 of this
Convention.
3. The Conference of the Parties shall, at its first meeting,
decide upon the timing and format of the reporting to be followed
by the Parties, taking into account the desirability of
coordinating reporting with other relevant chemicals and wastes
conventions.
Article 22
Effectiveness evaluation
1. The Conference of the Parties shall evaluate the
effectiveness of this Convention, beginning no later than six
years after the date of entry into force of the Convention and
periodically thereafter at intervals to be decided by it.
2. To facilitate the evaluation, the Conference of the Parties
shall, at its first meeting, initiate the establishment of
arrangements for providing itself with comparable monitoring data
on the presence and movement of mercury and mercury compounds in
the environment as well as trends in levels of mercury and
mercury compounds observed in biotic media and vulnerable
populations.
3. The evaluation shall be conducted on the basis of available
scientific, environmental, technical, financial and economic
information, including:
(a) Reports and other monitoring information provided to the
Conference of the Parties pursuant to paragraph 2;
(b) Reports submitted pursuant to Article 21;
(c) Informat …
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