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Art 3Art 8Art 9Art 22Art 25Art 5Art 7Art 14Art 10Art 18Art 24FINES AND PENALTIES FOR OFFENCES [ S.L.376.02 SUBSIDIARY LEGISLATION 376.02 FINES AND PENALTIES FOR OFFENCES REGULATIONS 29th November, 2002 LEGAL NOTICE 357 of 2002, as amended by Legal Notices 386 o
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each failure under Art 14
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(1)(f) Second Column Fine (Multa) not less than €931.75 but not more than €232,937.34 not less than €4,658.75 but not more than €465,874.68 not less than €232.94 Third Column Imprisonment not less than three months but not more than one year not less than six months but not more than one year not less than €232.94 not less than €93.17 but not more than €931.75 not less than one week but not more than one month not less than €465.87 but not more than €9,317.49 not less than €465.87 but not more than €9,317.49 not less than €465.87 but not more than €4,658.75 not less than €465.87 but not more than €4,658.75 not less than €465.87 but more than €4,658.75 not less than €93.17 but not more than €9,317.49 not more than two months not more than two months not less than one month but not more than one year Any person found guilty of an offence under any other provision of the Act or any regulations made thereunder which is not specifically provided for in this Schedule, shall be liable to a fine of not less than €232.94 and not more than €23,293.73 or to imprisonment for a term not exceeding one year, or to both such fine and imprisonment together. FINES AND PENALTIES FOR OFFENCES [ S.L.376.02 SECOND SCHEDULE Regulation 3
(2)3 Amended by: L.N. 386 of
- Substituted by: L.N. 425 of
- Administrative penalties which may be imposed by the competent authority without recourse to a court hearing First Column Provision Art 22
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Second Column Act or Omission failure to pay licence fee failure of own funds of financial institution to attain prescribed level within period determined by competent authority failure to notify competent authority of change in information failure to inform competent authority of opening of new branch, etc., in Malta or abroad failure to notify the competent authority with the required particulars or information prohibited transactions by financial institution Art 22
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(1)failure to appoint auditor Art 22
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(3)failure to give notice as required Art 22
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(4)failure to change auditors Art 22
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d i s qu a l i f i e d o ff i c e r w ho acts or continues to act as officer of financial institution f ail ure t o abide wit h the conditions or restrictions of a licence Art 22
(1)(b) Third Column Penalty €23.29 per week or part thereof €46.59 per week or part thereof €23.29 per week or part thereof €232.94 €232.94 for every week or part thereof the failure continues €116.47 for every week or part thereof the transaction continues €232.94 for every reference to week or part thereof the failure continues €11.65 for every week or part thereof the failure continues €232.94 for every week or part thereof the failure continues €232.94 for every week or part thereof the failure continues €93.17 for every week or part thereof the failure continues Any person who breaches any other provision of the Act or any rules or regulations made thereunder or any directives, and which may give rise to the imposition of an administrative penalty not otherwise specifically provided for in this Schedule, shall be liable to a penalty of not less than €232.94 and not more than €23,293.73 or to a penalty of up to €232.94 for every week (or part thereof) the contravention continues, or to both such penalties, as the case may be.